RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• G••••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jul 28, 2020 · New York, Ny
- P••• A••••• S••••••••• L•• BD affiliatedApr 20, 2012 to Dec 2, 2015 · New York, Ny
- R•• O•• W••••• A•••••••• L•• unclassifiedJan 18, 2011 to Dec 31, 2011 · New York, Ny
- L•••• A••••• • C•• L•• asset managerJun 17, 2003 to Jan 18, 2011 · Jersey City, Nj
- R•• O•• W••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Dec 31, 2011, registered Apr 20, 2012 (111 days) · Other
- L•••• A••••• • C•• L•• to R•• O•• W••••• A•••••••• L••left Jan 18, 2011, registered Jan 18, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address