RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S••••
- A••• I••••• A••••••• independent RIA currentsince Oct 7, 2021 · Charlotte, Nc
- K•• I••••••••• S••••••• L•• BD affiliatedMar 15, 2019 to Jul 15, 2021 · Clawson, Mi
- S•• BD affiliatedJun 9, 2017 to Jan 24, 2019 · Ann Arbor, Mi
- U•• F•••••••• S••••••••• L•• independent RIAJun 29, 2016 to Nov 21, 2016 · Ada, Mi
- L•• F•••••••• L•• BD affiliatedApr 8, 2014 to Oct 17, 2014 · Rochester, Mi
- C••••••• S••••••••• I••• BD affiliatedOct 18, 2011 to Apr 7, 2014 · Troy, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedJan 7, 2011 to Oct 5, 2011 · Sterling Heights, Mi
- K•• I••••••••• S••••••• L•• to A••• I••••• A•••••••left Jul 15, 2021, registered Oct 7, 2021 (84 days) · Affiliated broker-dealer or bank to independent RIA
- S•• to K•• I••••••••• S••••••• L••left Jan 24, 2019, registered Mar 15, 2019 (50 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••••• L•• to S••left Nov 21, 2016, registered Jun 9, 2017 (200 days) · Other
- L•• F•••••••• L•• to U•• F•••••••• S••••••••• L••left Oct 17, 2014, registered Jun 29, 2016 (621 days) · Other
- C••••••• S••••••••• I••• to L•• F•••••••• L••left Apr 7, 2014, registered Apr 8, 2014 (1 days) · Other
- H••••••••• F•••••••• A••••••• to C••••••• S••••••••• I•••left Oct 5, 2011, registered Oct 18, 2011 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address