DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher L Lafountain
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Christopher La Fountain
At current firm
8 y
since Apr 10, 2018
In the industry
23 y
since Jul 29, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Apr 10, 2018 · Pittsford, Ny
- Ciccarelli Advisory Services Inc independent RIAJun 23, 2015 to Apr 10, 2018 · Rochester, Ny
- Fsc Securities Corporation formerMay 1, 2015 to Apr 12, 2018 · Rochester, Ny
- Wells Fargo Advisors wirehouseFeb 9, 2012 to May 4, 2015 · Pittsford, Ny
- Morgan Stanley wirehouseJun 1, 2009 to Dec 31, 2011 · Rochester, Ny
- Morgan Stanley & Co. LLC unclassifiedJan 7, 2009 to Jun 1, 2009 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- Fsc Securities Corporation to Ciccarelli Advisory Services Incleft Apr 12, 2018, registered Jun 23, 2015 (-1024 days) · Other
- Ciccarelli Advisory Services Inc to LPL Financial LLCleft Apr 10, 2018, registered Apr 10, 2018 (0 days) · RIA to RIA
- Wells Fargo Advisors to Fsc Securities Corporationleft May 4, 2015, registered May 1, 2015 (-3 days) · Other
- Morgan Stanley to Wells Fargo Advisorsleft Dec 31, 2011, registered Feb 9, 2012 (40 days) · Wirehouse to wirehouse
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address