RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• S•••••
- P•• W••••• M••••••••• BD affiliated currentsince Feb 17, 2026 · Ponte Vedra Beach, Fl
- P•• M•••••• A•••••• S••••••••• I••• formerNov 18, 2020 to Jun 2, 2021 · Ponte Vedra Beach, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedApr 28, 2017 to Sep 4, 2020 · Ponte Vedra Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 17, 2015 to Feb 22, 2017 · Palm Coast, Fl
- C•••••• S••••• • C••• I••• national BDOct 14, 2011 to Jan 14, 2015 · Ormond Beach, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedMar 12, 2010 to Sep 23, 2011 · Daytona Beach, Fl
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Jun 2, 2021, registered Feb 17, 2026 (1721 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to P•• M•••••• A•••••• S••••••••• I•••left Sep 4, 2020, registered Nov 18, 2020 (75 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••left Feb 22, 2017, registered Apr 28, 2017 (65 days) · Other
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 14, 2015, registered Feb 17, 2015 (34 days) · Affiliated broker-dealer or bank to wirehouse
- F•••• T•••• S••••••••• I••• to C•••••• S••••• • C••• I•••left Sep 23, 2011, registered Oct 14, 2011 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address