DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Fullcircle Wealth LLC

Former SEC-registered adviserMckinney, TexasCRD 166695SEC 801-121913websiteIAPD
Latest filing Mar 5, 2026
First filing on the tape Jun 29, 2021 · 11 filings
SEC status approved since Jul 30, 2021
RAUM
$257M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$253M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$257M as of Mar 5, 2026
Mar 31, 2022$263M then
HNW client RAUM$176M as of Mar 5, 2026
Mar 31, 2022$35.6M then
State-registered IARs (5.B.3)2 as of Mar 5, 2026
Mar 31, 20224 then
Employees (5.A)3 as of Mar 5, 2026
Mar 31, 20227 then
Private funds: no history
RAUM -35% over the last fiscal year-0.8% a year over threeIARs 4 to 2offices 1 to 0
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
RAUM per advisor
$129MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
94derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.2MderivedHNW RAUM over HNW clients
Average account
$207,104derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-35%derivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
-34%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$101M, 356 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$176M68%
  • Individuals$76.7M30%
  • Pension and profit-sharing plans$4.6M1.8%
  • Charitable organizations$41,7850.0%
Individual clients
153reported
HNW clients
34reported
Pension plan clients
2reported
Charitable clients
2reported
Accounts
1,243reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$101M for 356 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months0 left in 90 days0 joined in 90 days4 left over 36 months
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Robert Wesley Pingelton · Managing Member, Ccocontrol
      since 12/2012 · owns 50% to 75%
    • Wayne Brent Sikes · Managing Membercontrol
      since 12/2012 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Mckinney, Tx · principal0041
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,702 to 1,243
      Dec 4, 2025 to Mar 5, 2026
    • Advisory employees · 4 to 2
      Dec 4, 2025 to Mar 5, 2026
    • Charity clients · 0 to 2
      Dec 4, 2025 to Mar 5, 2026
    • HNW clients · 114 to 34
      Dec 4, 2025 to Mar 5, 2026
    • Individual clients · 168 to 153
      Dec 4, 2025 to Mar 5, 2026
    • Pension plan clients · 0 to 2
      Dec 4, 2025 to Mar 5, 2026
    • Assets in custody · $166M to $101M
      Dec 4, 2025 to Mar 5, 2026
    • Employees · 4 to 3
      Dec 4, 2025 to Mar 5, 2026
    • State-registered IARs · 4 to 2
      Dec 4, 2025 to Mar 5, 2026
    • Other offices · 1 to 0
      Dec 4, 2025 to Mar 5, 2026
    • Discretionary RAUM · $394M to $253M
      Dec 4, 2025 to Mar 5, 2026
    • HNW RAUM · $351M to $176M
      Dec 4, 2025 to Mar 5, 2026
    • Individual RAUM · $42.1M to $76.7M
      Dec 4, 2025 to Mar 5, 2026
    • Non-discretionary RAUM · $0 to $4.6M
      Dec 4, 2025 to Mar 5, 2026
    • Pension RAUM · $0 to $4.6M
      Dec 4, 2025 to Mar 5, 2026
    • RAUM · $394M to $257M
      Dec 4, 2025 to Mar 5, 2026
    • Financial planning clients · 0 to 0
      Mar 26, 2025 to Jul 23, 2025
    • Accounts · 1,132 to 1,702
      Mar 28, 2024 to Mar 26, 2025
    • Advisory employees · 3 to 4
      Mar 28, 2024 to Mar 26, 2025
    • Corporate clients · 2 to 0
      Mar 28, 2024 to Mar 26, 2025
    • HNW clients · 101 to 114
      Mar 28, 2024 to Mar 26, 2025
    • Individual clients · 146 to 168
      Mar 28, 2024 to Mar 26, 2025
    • Assets in custody · $67.6M to $166M
      Mar 28, 2024 to Mar 26, 2025
    • Employees · 7 to 4
      Mar 28, 2024 to Mar 26, 2025
    • HQ city · DALLAS to MCKINNEY
      Mar 28, 2024 to Mar 26, 2025
    • State-registered IARs · 3 to 4
      Mar 28, 2024 to Mar 26, 2025
    • Other offices · 0 to 1
      Mar 28, 2024 to Mar 26, 2025
    • Discretionary RAUM · $311M to $394M
      Mar 28, 2024 to Mar 26, 2025
    • HNW RAUM · $263M to $351M
      Mar 28, 2024 to Mar 26, 2025
    • Individual RAUM · $40.2M to $42.1M
      Mar 28, 2024 to Mar 26, 2025
    • RAUM · $311M to $394M
      Mar 28, 2024 to Mar 26, 2025
    • Accounts · 1,021 to 1,132
      Dec 18, 2023 to Mar 28, 2024
    • Advisory employees · 4 to 3
      Dec 18, 2023 to Mar 28, 2024
    • BD registered reps · 4 to 0
      Dec 18, 2023 to Mar 28, 2024
    • Corporate clients · 0 to 2
      Dec 18, 2023 to Mar 28, 2024
    • HNW clients · 95 to 101
      Dec 18, 2023 to Mar 28, 2024
    • Individual clients · 144 to 146
      Dec 18, 2023 to Mar 28, 2024
    • Assets in custody · $116M to $67.6M
      Dec 18, 2023 to Mar 28, 2024
    • Employees · 8 to 7
      Dec 18, 2023 to Mar 28, 2024
    • State-registered IARs · 4 to 3
      Dec 18, 2023 to Mar 28, 2024
    Signals
    9 dated events
    • Fullcircle Wealth Llc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $257.4M)
      Jun 1, 2026 · Left the SEC roster · derived
    • Brent Sikes left Fullcircle Wealth Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-04-23)
      May 5, 2026 · Advisor changed firm · fact
    • Jamie Jenkins left Fullcircle Wealth Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-04-16)
      May 5, 2026 · Advisor changed firm · fact
    • Wesley Robert Pingelton left Fullcircle Wealth Llc for Northill Aims, Llc (registered 2025-12-16)
      May 5, 2026 · Advisor changed firm · fact
    • 2 advisors left Fullcircle Wealth LLC (Mckinney, TX) for Wealth Enhancement Advisory Services, LLC on the same day
      May 5, 2026 · Team lift-out · derived
    • Fullcircle Wealth Llc reported RAUM $257.4M, down 35% from $393.5M (2025-12-04 to 2026-03-05)
      Mar 5, 2026 · RAUM change · derived
    • Kimberly Anne Vesely left Fullcircle Wealth Llc for Northill Aims, Llc (registered 2026-01-07)
      Feb 18, 2026 · Advisor changed firm · fact
    • Fullcircle Wealth Llc reported RAUM $262.9M, up 83% from $143.8M (2021-12-06 to 2022-03-31)
      Mar 31, 2022 · RAUM change · derived
    • Fullcircle Wealth Llc filed its initial SEC registration (Form ADV)
      Jun 29, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026