DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• T•••• L•

C••••• I••••••••• A••••••• L••BD affiliatedNewport Beach, Cadual registrantIAPD 4664226

Feed of 09/14/2026

Also filed as Van The T••••

At current firm

0 y

since Apr 2, 2026

In the industry

23 y

since Sep 12, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Apr 2, 2026 · Newport Beach, Ca
M••••• S•••••• wirehouse
Jun 28, 2023 to Apr 22, 2026 · Santa Ana, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Feb 17, 2023 to Jun 21, 2023 · Los Banos, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 3, 2019 to Jan 10, 2023 · Grand Rapids, Mi
O••••••••• • C•• I••• BD affiliated
Jan 11, 2017 to Jul 5, 2019 · Grand Rapids, Mi
L••••• P••••••• • A••••••••• I••• former
Jan 14, 2015 to Feb 10, 2017 · Grand Rapids, Mi
R•••• A•••••••• L•• former
Sep 19, 2013 to Jan 5, 2015 · Grandville, Mi
E••••• J•••• national BD
Jan 4, 2012 to Nov 7, 2012 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to C••••• I••••••••• A••••••• L••
left Apr 22, 2026, registered Apr 2, 2026 (-20 days) · Wirehouse to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••
left Jun 21, 2023, registered Jun 28, 2023 (7 days) · Affiliated broker-dealer or bank to wirehouse
A••••••••• F•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jan 10, 2023, registered Feb 17, 2023 (38 days) · Affiliated broker-dealer or bank to another
O••••••••• • C•• I••• to A••••••••• F•••••••• S•••••••• L••
left Jul 5, 2019, registered Jul 3, 2019 (-2 days) · Affiliated broker-dealer or bank to another
L••••• P••••••• • A••••••••• I••• to O••••••••• • C•• I•••
left Feb 10, 2017, registered Jan 11, 2017 (-30 days) · Other
R•••• A•••••••• L•• to L••••• P••••••• • A••••••••• I•••
left Jan 5, 2015, registered Jan 14, 2015 (9 days) · Other
E••••• J•••• to R•••• A•••••••• L••
left Nov 7, 2012, registered Sep 19, 2013 (316 days) · Other

Signals

V•••••• T•••• L• left M••••• S•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-04-02)
Apr 22, 2026 · Advisor changed firm · fact
V•••••• T•••• L• left F••••••• P••••••• A•• W•••••••• A••••••• for M••••• S•••••• (registered 2023-06-28)
Jun 21, 2023 · Advisor changed firm · fact
V•••••• T•••• L• left A••••••••• F•••••••• S•••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-17)
Jan 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address