RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D••••• L•••••
- W••••• W•••• A•••••••• I•• independent RIA currentsince Oct 30, 2024 · Gresham, Or
- E••••••• C•••••• A•••••••• L•• independent RIAMay 19, 2020 to Jul 10, 2023 · Sandy, Or
- R•••• I••••••••• A••••••• L•• BD affiliatedJun 4, 2019 to Jun 2, 2020 · Kentwood, Mi
- C•••••• A••••••• S•••••••• L•• independent RIAMay 13, 2019 to Jun 4, 2019 · Sandy, Or
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• formerMay 7, 2015 to Dec 16, 2015 · Sandy, Or
- S•• BD affiliatedJul 20, 2012 to May 24, 2013 · Ann Arbor, Mi
- E••••••• C•••••• A•••••••• L•• to W••••• W•••• A•••••••• I••left Jul 10, 2023, registered Oct 30, 2024 (478 days) · RIA to RIA
- R•••• I••••••••• A••••••• L•• to E••••••• C•••••• A•••••••• L••left Jun 2, 2020, registered May 19, 2020 (-14 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• A••••••• S•••••••• L•• to R•••• I••••••••• A••••••• L••left Jun 4, 2019, registered Jun 4, 2019 (0 days) · RIA to affiliated broker-dealer or bank
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• to C•••••• A••••••• S•••••••• L••left Dec 16, 2015, registered May 13, 2019 (1244 days) · Other
- S•• to O••••••• A••••••• A•• F•••••••• S•••••••• L••left May 24, 2013, registered May 7, 2015 (713 days) · Other
- B•••• D••••• L••••• left E••••••• C•••••• A•••••••• L•• for W••••• W•••• A•••••••• I•• (registered 2024-10-30)Jul 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address