DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Bryan Harvey
Feed of 09/14/2026
Also filed as Matthew Harvey
At current firm
2 y
since Jan 19, 2024
In the industry
23 y
since Jul 18, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 19, 2024 · Valparaiso, In
- Woodbury Financial Services, Inc. formerMar 2, 2020 to Jan 19, 2024 · Valparaiso, In
- Bmo Harris Financial Advisors, Inc formerMay 23, 2011 to Mar 4, 2020 · Chicago, Il
- Hightower Advisors, LLC BD affiliatedJul 21, 2009 to Apr 11, 2011 · Chicago, Il
- Woodbury Financial Services, Inc. formerNov 20, 2007 to Jul 23, 2009 · Carmel, In
Moves
a registration end followed by a registration begin elsewhere
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Bmo Harris Financial Advisors, Inc to Woodbury Financial Services, Inc.left Mar 4, 2020, registered Mar 2, 2020 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- Hightower Advisors, LLC to Bmo Harris Financial Advisors, Incleft Apr 11, 2011, registered May 23, 2011 (42 days) · Other
- Woodbury Financial Services, Inc. to Hightower Advisors, LLCleft Jul 23, 2009, registered Jul 21, 2009 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address