RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• P••••••
- B••• H••••• C•••••• L••• independent RIA currentsince Dec 14, 2023 · River Vale, Nj
- P••• A••••• S••••••••• L•• BD affiliatedJul 28, 2004 to Dec 14, 2023 · New York, Ny
- E•••••••• A•••••••• L•• national BDAug 26, 2003 to Apr 6, 2004 · Woodbridge, Nj
- P••• A••••• S••••••••• L•• to B••• H••••• C•••••• L•••left Dec 14, 2023, registered Dec 14, 2023 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser
- E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Apr 6, 2004, registered Jul 28, 2004 (113 days) · Other
- J•••••• P•••••• left P••• A••••• S••••••••• L•• for B••• H••••• C•••••• L••• (registered 2023-12-14)Dec 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address