DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• H••••• C•••••• L•••
Latest filing May 1, 2026
First filing on the tape Feb 23, 2023 · 23 filings
SEC status approved since Mar 30, 2023
RAUM
$355M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$352M individuals and HNW
Advisors
27
registered through the firm on IAPD
RAUM per advisor
$13.1M
derived; firm RAUM over IAPD count
Employees
43
28 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$355M as of May 1, 2026
Mar 14, 2024$174M then
HNW client RAUM$107M as of May 1, 2026
Mar 14, 2024$70.9M then
State-registered IARs (5.B.3)32 as of May 1, 2026
Mar 14, 202418 then
Employees (5.A)43 as of May 1, 2026
Mar 14, 202421 then
Private funds: no history
RAUM +3.2% over the last fiscal yearIARs 18 to 32offices 2 to 1
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $13.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 16derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $834,030derivedHNW RAUM over HNW clients
- Average account
- $836,899derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 13.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +78%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -53%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$245M69%
- High-net-worth individuals$107M30%
- Corporations and businesses$3.0M0.8%
- Pension and profit-sharing plans$144,9520.0%
- Individual clients
- 293reported
- HNW clients
- 128reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 424reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=8.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• S••••• | Bellport, Ny | Jul 20, 2023 | 10 y | 1 |
| D••••• A• S•••••• | Medford, Ny | Aug 2, 2023 | 15 y | 1 |
| K•••••• M•••• N•••••••••Chartered Financial Consultant | Vancouver, Wa | Aug 2, 2023 | 18 y | 1 |
| C••• J•••••• M•••••• | Bethesda, Md | Aug 10, 2023 | 13 y | 1 |
| M•• H••••••••• F•••• | Bethesda, Md | Aug 21, 2023 | 16 y | 1 |
| V•••••• M•••••• D• A•••••Chartered Financial Consultant | Las Vegas, Nv | Aug 23, 2023 | 47 y | 1 |
| J•••••••• W••••• P•••• | Delanson, Ny | Sep 20, 2023 | 11 y | 1 |
| J•••• A•• H•••••• | Chicago, Il | Oct 23, 2023 | 30 y | 2 |
| C•••• L•••••• | Bethesda, Md | Nov 1, 2023 | 11 y | 1 |
| C••••••••• E• T••••• | Bethesda, Md | Nov 6, 2023 | 33 y | 3 |
| J•••••• P•••••• | River Vale, Nj | Dec 14, 2023 | 23 y | 2 |
| T•••••• E• G••••• | Bethesda, Md | May 30, 2024 | 21 y | 1 |
| I•••••• S••••• | Bethesda, Md | Jul 10, 2024 | 11 y | 1 |
| B•••• A••••• G•••••• | Bethesda, Md | Jul 23, 2024 | 10 y | 0 |
| I•• M• G•••• | Bethesda, Md | Sep 3, 2024 | 10 y | 6 |
| C••• R•••••• | Leo, In | Sep 4, 2024 | 12 y | 3 |
| M•••• B•••• S•••••• | Bethesda, Md | Jan 6, 2025 | 32 y | 2 |
| J•••• D••••• H•••••• | Bethesda, Md | May 12, 2025 | 20 y | 2 |
| M••••••• V••• K••• | Atlanta, Ga | May 15, 2025 | 17 y | 1 |
| M•••••• G• L•••••••Chartered Financial Consultant | Bethesda, Md | May 18, 2025 | 34 y | 1 |
| J•••• M•••••• T••••••• | Bethesda, Md | Oct 2, 2025 | 11 y | 0 |
| B•••••• T•••• P••••••••Certified Financial Planner, Chartered Financial Consultant | Rockford, Mi | Feb 9, 2026 | 11 y | 2 |
| V••••••• R••••• S•••••• | Bethesda, Md | Feb 27, 2026 | 29 y | 2 |
Advisor movement
3 left, 2 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount3 left over 36 months
Left, latest
- N••••••• R••••• W•••••• to B••••• F•••••• A•••••••• L••Apr 28, 2026 · RIA to a state-registered adviser
- E•••••••• M• H•••••• to M••••• A•••• M••••••••• C••••Feb 23, 2026 · RIA to RIA
- P•••• R••• S•••• D•••• to M••••• A•••• M••••••••• C••••Jan 23, 2026 · RIA to RIA
Joined, latest
- V••••••• R••••• S•••••• from M••••• S••••••Feb 27, 2026 · Wirehouse to independent RIA
- B•••••• T•••• P•••••••• from M•• I•••••••• S•••••••• L••Feb 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- M•••••• G• L••••••• from P••• A••••• S••••••••• L••May 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- M••••••• V••• K••• from P••• A••••• S••••••••• L••May 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- J•••• D••••• H•••••• from M•• I•••••••• S•••••••• L••May 12, 2025 · Affiliated broker-dealer or bank to independent RIA
- M•••• B•••• S•••••• from H•••••• F•••••••• S••••••••• L••Jan 6, 2025 · Other
- E•••••••• M• H•••••• from M•• I•••••••• S•••••••• L••Dec 4, 2024 · Affiliated broker-dealer or bank to independent RIA
- C••• R•••••• from I•••••••• F•••• W••••• M•••••••••Sep 4, 2024 · Other
- I•• M• G•••• from I•••••••• F•••• W••••• M•••••••••Sep 3, 2024 · Other
- R••••• J••••• H••••• from G•• P•••••• W•••••Jul 18, 2024 · RIA to RIA
- K•••••• R••• B••••••••• from G•• P•••••• W•••••Jul 17, 2024 · RIA to RIA
- I•••••• S••••• from M••••• S••••••Jul 10, 2024 · Wirehouse to independent RIA
- T•••••• E• G••••• from P••• A••••• S••••••••• L••May 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- J•••••• P•••••• from P••• A••••• S••••••••• L••Dec 14, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- C••••••••• E• T••••• from M••••• A•••••••Nov 6, 2023 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from P••• A••••• S••••••••• L••May 15, 2025 · Atlanta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• K••••••• R••• · Member/Chief Investment Officercontrolsince 02/2023 · owns 5% to 10%
- H•••••• R•••••• J••••• · Member/Chairmancontrolsince 02/2023 · owns 5% to 10%
- J•••••• S•••• P•••••• · Presidentcontrolsince 02/2023 · owns less than 5%
- P•••••• C••••• J•••••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- P••••••••• L••••• H• · Ceocontrolsince 02/2023 · owns less than 5%
- J•••••• S•••• P•••••• · Membercontrolsince 01/2023 · owns 75% or more of C•• F•••••••• H••••••• L••
- P••••••••• L••••• H• · Membercontrolsince 01/2023 · owns 75% or more of L••••• L•••
- S•••• D••••• P••••• R••• · Chief Operations Officersince 11/2023 · owns less than 5%
Entity owners
- T•• M••••••••• L•• · Memberdirect · owns 10% to 25%
- D•••• D••••• P••• O• M••••••• I•• · Memberindirect · owns 75% or more of T•• 4••• G•••• I•••
- D•••• D••••• P••• O• O••• I•• · Memberindirect · owns 25% to 50% of T•• 4••• G•••• I•••
- R••••••••• H••••• S••••••• C••••••••• · Memberindirect · owns F of D•••• D••••• P••• O• M••••••• I••
- T•• 4••• G•••• I••• · Memberindirect · owns 75% or more of T•• M••••••••• L••
- C•• F•••••••• H••••••• L•• · Memberdirect · owns 10% to 25%
- L••••• L••• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- F•••• F•••••••• G••••real estaten
- G•• P•••••• W•••••investment advisernRAUM $1.3B
- L•••• I••••••••• L••investment advisernRAUM $100M
Advisers that list B••• H••••• C•••••• L••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 27 | 3 | 1 | ||
| Atlanta, Ga | 3 | 1 | 0 | ||
| Cleveland, Oh | 2 | 0 | 0 | ||
| Cockeysville, Md | 0 | 0 | 1 | ||
| Tempe, Az | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Watertown, NY2 employees
- Bethesda, MD1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- advisors up RAUM flatCombination · filing Mar 27, 2026the advisor count grew 25 percent or more while RAUM stayed within 5 percent: hiring or an acquisition ahead of assets, or assets that did not follow. RAUM $343,999,497 to $354,845,384, advisors 18 to 32, private clients 901 to 421, offices 2 to 1 (2025-04-03 to 2026-03-27)peers: independent wealth managers, $100M to $500M (5,676)
- clients down average size upCombination · filing Mar 27, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $343,999,497 to $354,845,384, advisors 18 to 32, private clients 901 to 421, offices 2 to 1 (2025-04-03 to 2026-03-27)peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 51.0% to 30.0% between the annual amendments of 2025-04-03 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
- account count collapseChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 1,759.0 to 424.0 (-76.0%) between the annual amendments of 2025-04-03 and 2026-03-27; the peer median change was +5.0% (3687 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 0.5% percentile
- advisor count surgeChange between filings · filing Mar 27, 2026advisory representatives (Item 5.B.3) moved from 18.0 to 32.0 (+78.0%) between the annual amendments of 2025-04-03 and 2026-03-27; the peer median change was 0.0% (965 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 99% percentile
- employee count surgeChange between filings · filing Mar 27, 2026employees (Item 5.A) moved from 21.0 to 43.0 (+105.0%) between the annual amendments of 2025-04-03 and 2026-03-27; the peer median change was 0.0% (507 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (507) · 100% percentile
- client count collapseChange between filings · filing Mar 27, 2026individual and HNW clients (Item 5.D) moved from 901.0 to 421.0 (-53.0%) between the annual amendments of 2025-04-03 and 2026-03-27; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 1.4% percentile
What changed
consecutive filings, newest first
- Accounts · 1,759 to 424Feb 26, 2026 to Mar 27, 2026
- Advisory employees · 16 to 28Feb 26, 2026 to Mar 27, 2026
- Advisory activities · 4 to 5Feb 26, 2026 to Mar 27, 2026
- BD registered reps · 2 to 8Feb 26, 2026 to Mar 27, 2026
- Corporate clients · 6 to 4Feb 26, 2026 to Mar 27, 2026
- HNW clients · 79 to 128Feb 26, 2026 to Mar 27, 2026
- Individual clients · 822 to 293Feb 26, 2026 to Mar 27, 2026
- Pension plan clients · 4 to 1Feb 26, 2026 to Mar 27, 2026
- Employees · 21 to 43Feb 26, 2026 to Mar 27, 2026
- Insurance-licensed employees · 3 to 6Feb 26, 2026 to Mar 27, 2026
- State-registered IARs · 18 to 32Feb 26, 2026 to Mar 27, 2026
- Discretionary RAUM · $344M to $355MFeb 26, 2026 to Mar 27, 2026
- HNW RAUM · $174M to $107MFeb 26, 2026 to Mar 27, 2026
- Individual RAUM · $161M to $245MFeb 26, 2026 to Mar 27, 2026
- Pension RAUM · $447,045 to $144,952Feb 26, 2026 to Mar 27, 2026
- RAUM · $344M to $355MFeb 26, 2026 to Mar 27, 2026
- Related broker-dealer · false to trueFeb 26, 2026 to Mar 27, 2026
- Other offices · 2 to 1Aug 26, 2025 to Jan 29, 2026
- Financial planning clients · 101-250 to 101-250Apr 3, 2025 to May 13, 2025
- Accounts · 876 to 1,759Aug 28, 2024 to Apr 3, 2025
- Corporate clients · 5 to 6Aug 28, 2024 to Apr 3, 2025
- HNW clients · 23 to 79Aug 28, 2024 to Apr 3, 2025
- Individual clients · 848 to 822Aug 28, 2024 to Apr 3, 2025
- Pension plan clients · unset to 4.0Aug 28, 2024 to Apr 3, 2025
- Financial planning clients · 51-100 to 101-250Aug 28, 2024 to Apr 3, 2025
- Discretionary RAUM · $49.9M to $344MAug 28, 2024 to Apr 3, 2025
- HNW RAUM · $70.9M to $174MAug 28, 2024 to Apr 3, 2025
- Individual RAUM · $93.9M to $161MAug 28, 2024 to Apr 3, 2025
- Non-discretionary RAUM · $124M to $0Aug 28, 2024 to Apr 3, 2025
- Pension RAUM · unset to 447045.0Aug 28, 2024 to Apr 3, 2025
- RAUM · $174M to $344MAug 28, 2024 to Apr 3, 2025
- Other offices · 1 to 2May 2, 2024 to Aug 28, 2024
- Accounts · 0 to 876Oct 24, 2023 to Mar 14, 2024
- Advisory employees · 7 to 16Oct 24, 2023 to Mar 14, 2024
- Corporate clients · unset to 5.0Oct 24, 2023 to Mar 14, 2024
- HNW clients · unset to 23.0Oct 24, 2023 to Mar 14, 2024
- Individual clients · unset to 848.0Oct 24, 2023 to Mar 14, 2024
- Employees · 11 to 21Oct 24, 2023 to Mar 14, 2024
- Insurance-licensed employees · 0 to 3Oct 24, 2023 to Mar 14, 2024
- Financial planning clients · 0 to 51-100Oct 24, 2023 to Mar 14, 2024
Signals
8 dated events
- N••••••• R••••• W•••••• left B••• H••••• C•••••• L••• for B••••• F•••••• A•••••••• L•• (registered 2026-07-24)Apr 28, 2026 · Advisor changed firm · fact
- B••• H••••• C•••••• L••• reported 32 state-registered advisory representatives, up from 18 (2026-02-26 to 2026-03-27)Mar 27, 2026 · Advisor headcount change · derived
- E•••••••• M• H•••••• left B••• H••••• C•••••• L••• for M••••• A•••• M••••••••• C•••• (registered 2026-02-26)Feb 23, 2026 · Advisor changed firm · fact
- P•••• R••• S•••• D•••• left B••• H••••• C•••••• L••• for M••••• A•••• M••••••••• C•••• (registered 2026-01-30)Jan 23, 2026 · Advisor changed firm · fact
- 2 advisors left P••• A••••• S••••••••• L•• (Atlanta, GA) for B••• H••••• C•••••• L••• on the same dayMay 15, 2025 · Team lift-out · derived
- B••• H••••• C•••••• L••• reported RAUM $344.0M, up 98% from $173.9M (2024-08-28 to 2025-04-03)Apr 3, 2025 · RAUM change · derived
- B••• H••••• C•••••• L••• reported 18 state-registered advisory representatives, up from 0 (2023-10-24 to 2024-03-14)Mar 14, 2024 · Advisor headcount change · derived
- B••• H••••• L•• filed its initial SEC registration (Form ADV)Feb 23, 2023 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- a••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- a••••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- l•••••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- m•••••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 240-650-2770reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 203-610-2363reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 201-277-5177reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/classic-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/bull-harbor-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-965-5408reportedpublic record, Form ADV, May 1, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026