DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas C Scott

LPL Financial LLCBD affiliatedJacksonville, Fldual registrantIAPD 4667621

Certified Financial Planner

Feed of 09/14/2026

Also filed as Thomas Clark Scott

At current firm

2 y

since Jun 3, 2024

In the industry

22 y

since Mar 26, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 3, 2024 · Jacksonville, Fl
Valic Financial Advisors, Inc. BD affiliated
Jul 28, 2011 to Jun 7, 2024 · Jacksonville, Fl
Camarda Wealth Advisory Group independent RIA
May 17, 2011 to Jun 20, 2011 · Fleming Island, Fl
Hancock Whitney Investment Services Inc. independent RIA
Sep 29, 2010 to May 3, 2011 · Pensacola, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 31, 2010 to Sep 17, 2010 · Jacksonville, Fl
Suntrust Investment Services, Inc. former
Jul 11, 2008 to Aug 12, 2010 · Navarre, Fl
Valic Financial Advisors, Inc. BD affiliated
Jan 23, 2006 to Jul 1, 2008 · Macon, Ga

Moves

a registration end followed by a registration begin elsewhere

Valic Financial Advisors, Inc. to LPL Financial LLC
left Jun 7, 2024, registered Jun 3, 2024 (-4 days) · Affiliated broker-dealer or bank to another
Camarda Wealth Advisory Group to Valic Financial Advisors, Inc.
left Jun 20, 2011, registered Jul 28, 2011 (38 days) · Other
Hancock Whitney Investment Services Inc. to Camarda Wealth Advisory Group
left May 3, 2011, registered May 17, 2011 (14 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hancock Whitney Investment Services Inc.
left Sep 17, 2010, registered Sep 29, 2010 (12 days) · Other
Suntrust Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 12, 2010, registered Aug 31, 2010 (19 days) · Other
Valic Financial Advisors, Inc. to Suntrust Investment Services, Inc.
left Jul 1, 2008, registered Jul 11, 2008 (10 days) · Other

Signals

Thomas C Scott left Valic Financial Advisors, Inc. for Lpl Financial Llc (registered 2024-06-03)
Jun 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address