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Registered advisor
D••••••• T•••••
Feed of 09/14/2026
Also filed as Chuck T•••••
At current firm
4 y
since May 24, 2022
In the industry
26 y
since Jul 1, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 24, 2022 · Seven Hills, Oh
- P•• W••••• M••••••••• BD affiliatedJan 21, 2016 to May 5, 2022 · Cleveland, Oh
- C•••••• S••••• • C••• I••• national BDOct 4, 2006 to Nov 12, 2009 · Richfield, Oh
- M••••• S•••••• D• I••• unclassifiedNov 4, 2004 to Feb 17, 2005 · Akron, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDSep 18, 2003 to Jan 30, 2004 · Woodmere, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left May 5, 2022, registered May 24, 2022 (19 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••• S••••• • C••• I••• to P•• W••••• M•••••••••left Nov 12, 2009, registered Jan 21, 2016 (2261 days) · Other
- M••••• S•••••• D• I••• to C•••••• S••••• • C••• I•••left Feb 17, 2005, registered Oct 4, 2006 (594 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• D• I•••left Jan 30, 2004, registered Nov 4, 2004 (279 days) · Other
Signals
- D••••••• T••••• left P•• W••••• M••••••••• for J••• M••••• S••••••••• L•• (registered 2022-05-24)May 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address