P••••• N• N•••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 1, 2012 · Chicago, Il
• C•••• I••••••••• S••••••• C•••• former
  Aug 24, 2009 to Oct 1, 2012 · Lake Zurich, Il
• G•••••• S•••• W••••• S•••••••• L••• BD affiliated
  Jun 30, 2008 to Nov 24, 2008 · Lake Forest, Il
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 1, 2003 to May 23, 2008 · Franfurt, Il

• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• G•••••• S•••• W••••• S•••••••• L••• to C•••• I••••••••• S••••••• C••••
  left Nov 24, 2008, registered Aug 24, 2009 (273 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to G•••••• S•••• W••••• S•••••••• L•••
  left May 23, 2008, registered Jun 30, 2008 (38 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address