DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••••••• E• W•••

L•• F•••••••• L••BD affiliatedBirmingham, Aldual registrantIAPD 4668284

Certified Financial Planner

Feed of 09/14/2026

Also filed as L••••••• W•••

At current firm

1 y

since Aug 20, 2025

In the industry

22 y

since Sep 23, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 20, 2025 · Birmingham, Al
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jun 22, 2020 to Aug 20, 2025 · Hoover, Al
S••••••• F•••••••• S•••••••• I••• former
Aug 8, 2019 to Jun 26, 2020 · Birmingham, Al
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Dec 7, 2015 to Aug 6, 2019 · Hoover, Al
A••••••• A••••••• S••••••• former
Dec 1, 2010 to Dec 28, 2015 · Laurel, Ms
N••• F•••••••• G••••• I••• former
Oct 8, 2008 to Dec 1, 2010 · Birmingham, Al
P••• A••••• S••••••••• L•• BD affiliated
Aug 18, 2005 to Oct 10, 2008 · Birmingham, Al
O•••• F•• I••• former
Jan 19, 2005 to Aug 5, 2005 · Birmingham, Al
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 31, 2003 to Sep 8, 2004 · Birmingham, Al

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Aug 20, 2025, registered Aug 20, 2025 (0 days) · Affiliated broker-dealer or bank to another
S••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jun 26, 2020, registered Jun 22, 2020 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••••••• I••••••••• R••••••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••
left Aug 6, 2019, registered Aug 8, 2019 (2 days) · Affiliated broker-dealer or bank to another
A••••••• A••••••• S••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 28, 2015, registered Dec 7, 2015 (-21 days) · Other
N••• F•••••••• G••••• I••• to A••••••• A••••••• S•••••••
left Dec 1, 2010, registered Dec 1, 2010 (0 days) · Other
P••• A••••• S••••••••• L•• to N••• F•••••••• G••••• I•••
left Oct 10, 2008, registered Oct 8, 2008 (-2 days) · Other
O•••• F•• I••• to P••• A••••• S••••••••• L••
left Aug 5, 2005, registered Aug 18, 2005 (13 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••
left Sep 8, 2004, registered Jan 19, 2005 (133 days) · Other

Signals

L••••••• E• W••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-08-20)
Aug 20, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address