RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M•••• M•••••• C••••
- S•••••••• W•••••• L•• independent RIA currentsince Jul 24, 2024 · Rapelje, Mt
- J••• M••••• S••••••••• L•• wirehouseMay 13, 2021 to Jan 27, 2025 · Billings, Mt
- T• A••••••••• I••• formerFeb 28, 2018 to Jan 8, 2021 · Billings, Mt
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerFeb 3, 2017 to Feb 26, 2018 · Saint Louis, Mo
- J••• M••••• S••••••••• L•• to S•••••••• W•••••• L••left Jan 27, 2025, registered Jul 24, 2024 (-187 days) · Wirehouse to independent RIA
- T• A••••••••• I••• to J••• M••••• S••••••••• L••left Jan 8, 2021, registered May 13, 2021 (125 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 28, 2018 (-1037 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- C•••••••• M•••• M•••••• C•••• left J••• M••••• S••••••••• L•• for S•••••••• W•••••• L•• (registered 2024-07-24)Jan 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address