RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• K••••• P••••••
- C••••••••• I••••••••• L•• mixed wealth currentsince Aug 24, 2026 · New York, Ny
- B•• M••••• A•••••••• I••• bank affiliatedJul 19, 2010 to Jan 14, 2015 · New York, Ny
- B•• M••••• M•••••• I••••••••• I••• unclassifiedMar 2, 2005 to Dec 31, 2010 · Alpharetta, Ga
- B•• M••••• A•••••••• I••• to C••••••••• I••••••••• L••left Jan 14, 2015, registered Aug 24, 2026 (4240 days) · Other
- B•• M••••• M•••••• I••••••••• I••• to B•• M••••• A•••••••• I•••left Dec 31, 2010, registered Jul 19, 2010 (-165 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address