RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• B•••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 18, 2025 · Decatur, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 21, 2025 to Sep 2, 2025 · Decatur, Ga
- P••• A••••• S••••••••• L•• BD affiliatedJan 29, 2024 to May 8, 2025 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 31, 2020 to Dec 8, 2023 · Atlanta, Ga
- H•••••• T••••••• • K•••• L•• independent RIADec 24, 2018 to Dec 5, 2019 · Chicago, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 7, 2014 to Aug 29, 2017 · Chicago, Il
- P••• A••••• S••••••••• L•• BD affiliatedSep 8, 2003 to Jan 7, 2014 · Chevy Chase, Md
- M•• I•••••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Sep 2, 2025, registered Sep 18, 2025 (16 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left May 8, 2025, registered Jul 21, 2025 (74 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Dec 8, 2023, registered Jan 29, 2024 (52 days) · Affiliated broker-dealer or bank to another
- H•••••• T••••••• • K•••• L•• to M•• I•••••••• S•••••••• L••left Dec 5, 2019, registered Jan 31, 2020 (57 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to H•••••• T••••••• • K•••• L••left Aug 29, 2017, registered Dec 24, 2018 (482 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 7, 2014, registered Jul 7, 2014 (181 days) · Other
- A••• B••• left M•• I•••••••• S•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-09-18)Sep 2, 2025 · Advisor changed firm · fact
- A••• B••• left P••• A••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-07-21)May 8, 2025 · Advisor changed firm · fact
- A••• B••• left M•• I•••••••• S•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2024-01-29)Dec 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address