S•••••• V••••• G••••

C•••••• A•••••••BD affiliatedFort Washington, Pa dual registrantIAPD 4673532

Feed of 09/15/2026

Also filed as S•••••• G••••

At current firm

15 y

since Mar 15, 2011

In the industry

23 y

since Aug 27, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since May 9, 2016 · Danvers, Ma
L•••••• I••••••••• independent RIA current
since Mar 15, 2011 · Danvers, Ma
C••• B•••••••• S•••••••• I••• former
Aug 7, 2009 to Mar 2, 2011 · Waverly, Ia
C••• B•••••••• S•••••••• I••• former
Jul 24, 2008 to Jul 7, 2009 · Burlington, Ma
E•••••••• A•••••••• L•• national BD
May 25, 2004 to May 19, 2008 · Wellesley, Ma

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to L•••••• I•••••••••
left Mar 2, 2011, registered Mar 15, 2011 (13 days) · Other
E•••••••• A•••••••• L•• to C••• B•••••••• S•••••••• I•••
left May 19, 2008, registered Jul 24, 2008 (66 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address