RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••••• D• W•••••••
- M••••• S•••••• wirehouse currentsince Mar 21, 2023 · Columbus, Oh
- P•••••••• A•••• M••••••••• otherFeb 14, 2022 to Mar 6, 2023 · Plain City, Oh
- J••• M••••• I••••••••• M••••••••• I••• asset managerJan 12, 2006 to Mar 27, 2008 · New York, Ny
- J••• M••••• A•••• M••••••••• unclassifiedNov 12, 2004 to Dec 31, 2005 · Columbus, Oh
- U•• F•••••••• S••••••• I••• wirehouseSep 22, 2003 to Nov 26, 2004 · Gahanna, Oh
- P•••••••• A•••• M••••••••• to M••••• S••••••left Mar 6, 2023, registered Mar 21, 2023 (15 days) · Other
- J••• M••••• I••••••••• M••••••••• I••• to P•••••••• A•••• M•••••••••left Mar 27, 2008, registered Feb 14, 2022 (5072 days) · Other
- J••• M••••• A•••• M••••••••• to J••• M••••• I••••••••• M••••••••• I•••left Dec 31, 2005, registered Jan 12, 2006 (12 days) · Other
- U•• F•••••••• S••••••• I••• to J••• M••••• A•••• M•••••••••left Nov 26, 2004, registered Nov 12, 2004 (-14 days) · Other
- N•••••••• D• W••••••• left P•••••••• A•••• M••••••••• for M••••• S•••••• (registered 2023-03-21)Mar 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address