DFX Intelligence
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Registered advisor
G•••• G• P•••••
Feed of 09/14/2026
Also filed as G•••• G• P••••••••• G••••• P••••••••• P••••••••• G• P••••••••• G••••• P•••••
At current firm
2 y
since Jan 18, 2024
In the industry
16 y
since Jul 22, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 18, 2024 · Irvine, Ca
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Jan 17, 2024 · East Lansing, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 10, 2017 to Sep 7, 2023 · Birmingham,, Mi
- T• A••••••••• I••• formerMar 10, 2017 to Oct 14, 2022 · Birmingham, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 1, 2016 to Mar 2, 2017 · Warren, Mi
- S•••••••• A••••••• L•• national BDAug 24, 2010 to Sep 18, 2014 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Jan 17, 2024, registered Jan 18, 2024 (1 days) · Affiliated broker-dealer or bank to wirehouse
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Mar 10, 2017 (-2044 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Mar 2, 2017, registered Mar 10, 2017 (8 days) · Other
- S•••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 18, 2014, registered Jun 1, 2016 (622 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJan 17, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address