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RIA Intelligence
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Registered advisor
R••• W•••••• B••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedMooresville, Ncdual registrantIAPD 4678556
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Mar 13, 2025
In the industry
21 y
since Oct 22, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 13, 2025 · Mooresville, Nc
- E••••• J•••• national BDMay 31, 2011 to Mar 17, 2025 · Mooresville, Nc
- C•••••• P••••••• state registeredDec 14, 2010 to May 5, 2011 · Mahwah, Nj
- M••••• S•••••• • C•• L•• unclassifiedMar 29, 2006 to Jan 16, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 17, 2025, registered Mar 13, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••• P••••••• to E••••• J••••left May 5, 2011, registered May 31, 2011 (26 days) · Other
- M••••• S•••••• • C•• L•• to C•••••• P•••••••left Jan 16, 2008, registered Dec 14, 2010 (1063 days) · Other
Signals
- R••• W•••••• B•••• left E••••• J•••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-03-13)Mar 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address