DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Stanley Thomas
Global Wealth Management Investment Advisory, Inc.independent RIAFort Lauderdale, FlIA-onlyIAPD 4679845
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
9 y
since Apr 14, 2017
In the industry
22 y
since Oct 7, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Global Wealth Management Investment Advisory, Inc. independent RIA currentsince Apr 14, 2017 · Fort Lauderdale, Fl
- Global Financial Private Capital, Inc. formerAug 1, 2014 to Apr 19, 2018 · Fort Lauderdale, Fl
- Raymond James Financial Services Advisors, Inc BD affiliatedSep 14, 2009 to Aug 1, 2014 · Pompano Beach, Fl
- Raymond James Financial Services, Inc. unclassifiedFeb 20, 2008 to Oct 10, 2009 · Pompano Beach, Fl
- Costa Financial Group, Inc. unclassifiedFeb 6, 2006 to Mar 12, 2008 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- Global Financial Private Capital, Inc. to Global Wealth Management Investment Advisory, Inc.left Apr 19, 2018, registered Apr 14, 2017 (-370 days) · Other · moved with a team
- Raymond James Financial Services Advisors, Inc to Global Financial Private Capital, Inc.left Aug 1, 2014, registered Aug 1, 2014 (0 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Oct 10, 2009, registered Sep 14, 2009 (-26 days) · corporate re-registration, not a move
- Costa Financial Group, Inc. to Raymond James Financial Services, Inc.left Mar 12, 2008, registered Feb 20, 2008 (-21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address