DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Global Wealth Management Investment Advisory, Inc.

Independent wealth managerFort Lauderdale, FloridaCRD 286005SEC 801-110227websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape Mar 20, 2017 · 25 filings
SEC status approved since Apr 10, 2017
RAUM
$723M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$705M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$48.2M
derived; firm RAUM over IAPD count
Employees
42
10 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$723M as of Mar 27, 2026
Apr 30, 2018$149M then
HNW client RAUM$305M as of Mar 27, 2026
Apr 30, 2018$97.1M then
State-registered IARs (5.B.3)10 as of Mar 27, 2026
Apr 30, 20187 then
Employees (5.A)42 as of Mar 27, 2026
Apr 30, 201814 then
Private funds: no history
RAUM +37% over the last fiscal year+30% a year over threeIARs 11 to 10offices 2 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
$45.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
102derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$196,045derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.6derivedItem 5.A over advisors
Advisors per office
3.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+37%derivedbetween the last two annual amendments
Advisor growth, one year
-9.1%derivedItem 5.B.3 between annual amendments
Client growth, one year
+18%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$492M, 1,547 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$401M55%
  • High-net-worth individuals$305M42%
  • Pension and profit-sharing plans$13.7M1.9%
  • Corporations and businesses$3.6M0.5%
Individual clients
1,472reported
HNW clients
154reported
Pension plan clients
39reported
Charitable clients
0reported
Accounts
3,687reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $723M managedreported
Custody of client assets
$492M for 1,547 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
John Stanley ThomasChartered Financial AnalystFort Lauderdale, FlApr 14, 201722 y4
Christopher Grant ConnessFort Lauderdale, FlMay 5, 201721 y1
Gregg KleinmanCertified Financial PlannerFort Lauderdale, FlAug 17, 202222 y2
Charles James BosanacFort Lauderdale, FlAug 31, 202210 y0
Tyler Adam MoralesFort Lauderdale, FlDec 20, 202310 y1
Christian AvilaFort Lauderdale, FlFeb 23, 202412 y0
David OlsenFort Lauderdale, FlJan 7, 202521 y3
Devin T RountreeFort Lauderdale, FlJul 18, 202517 y4
Christopher BellFort Lauderdale, FlJul 23, 202510 y0
Kurt Edward StahlCertified Financial PlannerFort Lauderdale, Fl Aug 22, 202537 y2
Ivan MinkovFort Lauderdale, FlApr 17, 202612 y0
Brian CampanileCertified Financial PlannerFort Lauderdale, FlApr 22, 202611 y5
Jeremiah Todd SzpilkaFort Lauderdale, FlApr 23, 202611 y3
Dylan Clyde SmithFort Lauderdale, FlApr 30, 202610 y3
Michael HaupertFort Lauderdale, FlMay 14, 202610 y0
Jose Luis JesurumFort Lauderdale, FlSep 15, 202616 y0
Advisor movement
3 left, 3 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Grant Christopher Conness · Directorcontrol
    since 02/2018 · owns 50% to 75%
  • Montgomery Andrew Costa · Ceocontrol
    since 02/2017 · owns 50% to 75%
  • Stanley John Thomas · Ciocontrol
    since 02/2017 · owns less than 5%
  • Torian Johnson · Chief Compliance Officer
    since 03/2024 · owns less than 5%
Related persons
Schedule D 7.A
  • Global Wealth Retirement Planning, LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Fort Lauderdale, Fl · principal16631
Offices
Schedule D 1.F, the 25 largest
  • Weston, FL2 employees
  • Coral Springs, FL2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • employee count surgeChange between filings · filing Mar 27, 2026
    employees (Item 5.A) moved from 11.0 to 42.0 (+282.0%) between the annual amendments of 2025-04-29 and 2026-03-27; the peer median change was 0.0% (596 comparable advisers, 100.0th percentile of changes)
    peers: independent wealth managers, $500M to $1B (596) · 100% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 3,062 to 3,687
    Dec 17, 2025 to Mar 27, 2026
  • Advisory employees · 11 to 10
    Dec 17, 2025 to Mar 27, 2026
  • BD registered reps · 9 to 0
    Dec 17, 2025 to Mar 27, 2026
  • Corporate clients · 0 to 2
    Dec 17, 2025 to Mar 27, 2026
  • HNW clients · 200 to 154
    Dec 17, 2025 to Mar 27, 2026
  • Individual clients · 1,182 to 1,472
    Dec 17, 2025 to Mar 27, 2026
  • Pension plan clients · 0 to 39
    Dec 17, 2025 to Mar 27, 2026
  • Assets in custody · $213M to $492M
    Dec 17, 2025 to Mar 27, 2026
  • Employees · 11 to 42
    Dec 17, 2025 to Mar 27, 2026
  • State-registered IARs · 11 to 10
    Dec 17, 2025 to Mar 27, 2026
  • Discretionary RAUM · $529M to $723M
    Dec 17, 2025 to Mar 27, 2026
  • HNW RAUM · $267M to $305M
    Dec 17, 2025 to Mar 27, 2026
  • Individual RAUM · $262M to $401M
    Dec 17, 2025 to Mar 27, 2026
  • Pension RAUM · $0 to $13.7M
    Dec 17, 2025 to Mar 27, 2026
  • RAUM · $529M to $723M
    Dec 17, 2025 to Mar 27, 2026
  • Wrap assets (manager) · $512M to $723M
    Dec 17, 2025 to Mar 27, 2026
  • Other offices · 2 to 4
    Apr 29, 2025 to Dec 17, 2025
  • Accounts · 3,051 to 3,062
    Mar 28, 2024 to Apr 29, 2025
  • Advisory employees · 12 to 11
    Mar 28, 2024 to Apr 29, 2025
  • BD registered reps · 0 to 9
    Mar 28, 2024 to Apr 29, 2025
  • HNW clients · 102 to 200
    Mar 28, 2024 to Apr 29, 2025
  • Individual clients · 1,108 to 1,182
    Mar 28, 2024 to Apr 29, 2025
  • Assets in custody · $71.5M to $213M
    Mar 28, 2024 to Apr 29, 2025
  • Employees · 20 to 11
    Mar 28, 2024 to Apr 29, 2025
  • Financial planning clients · 1-10 to 1-10
    Mar 28, 2024 to Apr 29, 2025
  • State-registered IARs · 12 to 11
    Mar 28, 2024 to Apr 29, 2025
  • Discretionary RAUM · $422M to $529M
    Mar 28, 2024 to Apr 29, 2025
  • HNW RAUM · $162M to $267M
    Mar 28, 2024 to Apr 29, 2025
  • Individual RAUM · $260M to $262M
    Mar 28, 2024 to Apr 29, 2025
  • Pension RAUM · unset to 0.0
    Mar 28, 2024 to Apr 29, 2025
  • Pooled vehicle RAUM · unset to 0.0
    Mar 28, 2024 to Apr 29, 2025
  • RAUM · $422M to $529M
    Mar 28, 2024 to Apr 29, 2025
  • Wrap assets (manager) · $24.3M to $512M
    Mar 28, 2024 to Apr 29, 2025
  • Accounts · 2,805 to 3,051
    Mar 29, 2023 to Mar 28, 2024
  • Advisory employees · 9 to 12
    Mar 29, 2023 to Mar 28, 2024
  • BD registered reps · 9 to 0
    Mar 29, 2023 to Mar 28, 2024
  • HNW clients · 104 to 102
    Mar 29, 2023 to Mar 28, 2024
  • Individual clients · 1,036 to 1,108
    Mar 29, 2023 to Mar 28, 2024
  • Assets in custody · $59.6M to $71.5M
    Mar 29, 2023 to Mar 28, 2024
  • Employees · 18 to 20
    Mar 29, 2023 to Mar 28, 2024
Signals
15 dated events
  • Jose Luis Jesurum registered as an investment adviser representative at Global Wealth Management Investment Advisory, Inc.
    Sep 15, 2026 · Advisor registered · fact
  • Global Wealth Management Investment Advisory, Inc. reported RAUM $722.8M, up 37% from $529.1M (2025-12-17 to 2026-03-27)
    Mar 27, 2026 · RAUM change · derived
  • Kyle Garrett Kelly left Global Wealth Management Investment Advisory, Inc. for Impact Partnership Wealth, Llc (registered 2026-03-11)
    Feb 24, 2026 · Advisor changed firm · fact
  • Amber Marion Kelly left Global Wealth Management Investment Advisory, Inc. for Impact Partnership Wealth, Llc (registered 2026-03-16)
    Feb 24, 2026 · Advisor changed firm · fact
  • John Zachary Murphy left Global Wealth Management Investment Advisory, Inc. for Mml Investors Services, Llc (registered 2026-04-17)
    Feb 24, 2026 · Advisor changed firm · fact
  • 2 advisors left Global Wealth Management Investment Advisory, Inc. (Fort Lauderdale, FL) for Impact Partnership Wealth, LLC on the same day
    Feb 24, 2026 · Team lift-out · derived
  • Richard Giannotti left Global Wealth Management Investment Advisory, Inc. for Rfg Advisory, Llc (registered 2025-05-12)
    May 12, 2025 · Advisor changed firm · fact
  • Global Wealth Management Investment Advisory, Inc. reported RAUM $529.1M, up 25% from $422.0M (2024-03-28 to 2025-04-29)
    Apr 29, 2025 · RAUM change · derived
  • Marc Edward Fauler left Global Wealth Management Investment Advisory, Inc. for Q3 Advisors, Llc (registered 2024-09-30)
    Aug 6, 2024 · Advisor changed firm · fact
  • Perdue Alisha Dowell (Chief Compliance Officer) no longer on Schedule A of Global Wealth Management Investment Advisory, Inc. (listed 2023-03-29, absent 2024-03-28)
    Mar 28, 2024 · Control person left · inference
  • Perdue Alisha Dowell (Chief Compliance Officer) appeared on Schedule A of Global Wealth Management Investment Advisory, Inc.
    Jul 13, 2022 · Control person joined · fact
  • Chad Hill left Global Wealth Management Investment Advisory, Inc. for Sagepoint Financial, Inc. (registered 2022-03-15)
    Mar 24, 2022 · Advisor changed firm · fact
  • Elizabeth Erin Curry (Chief Operating Officer) no longer on Schedule A of Global Wealth Management Investment Advisory, Inc. (listed 2019-10-24, absent 2020-03-27)
    Mar 27, 2020 · Control person left · inference
  • Elizabeth Erin Curry (Chief Operating Officer) appeared on Schedule A of Global Wealth Management Investment Advisory, Inc.
    Mar 28, 2019 · Control person joined · fact
  • Global Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Mar 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
954-533-7144reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/global-wealth-mareportedpublic record, Form ADV, Sep 17, 2026
Website
ASKGLOBALWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
954-533-7144reportedpublic record, Form ADV, Mar 27, 2026
Team page
askglobalwealth.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$48.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026