RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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A••••• L•• B•••
- L•• F•••••••• L•• BD affiliated currentsince Jul 3, 2026 · Deerfield Beach, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 1, 2018 to Jul 13, 2026 · Boca Raton, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 23, 2016 to Nov 5, 2018 · Coral Springs, Fl
- S••••••• I••••••••• S•••••••• I••• formerDec 5, 2011 to Dec 31, 2016 · Davie, Fl
- L•• F•••••••• L•• BD affiliatedJul 26, 2010 to Nov 28, 2011 · Hollywood, Fl
- W•••• F•••• A••••••• wirehouseDec 24, 2009 to Jul 2, 2010 · Fort Lauderdale, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Jul 13, 2026, registered Jul 3, 2026 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- T••••• A••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 5, 2018, registered Nov 1, 2018 (-4 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Aug 23, 2016 (-130 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Nov 28, 2011, registered Dec 5, 2011 (7 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 2, 2010, registered Jul 26, 2010 (24 days) · Other
- A••••• L•• B••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2026-07-03)Jul 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address