J•••••• D•••• H••••••••

• O•••• I••••••••• I••• BD affiliated current
  since Jul 13, 2017 · Miami, Fl
• W•••• F•••• A••••••• wirehouse
  Jul 27, 2012 to Jun 22, 2017 · Coral Gables, Fl
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Mar 26, 2012 to Jun 28, 2012 · Boca Raton, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 10, 2003 to Mar 5, 2004 · Plantation, Fl

• W•••• F•••• A••••••• to O•••• I••••••••• I•••
  left Jun 22, 2017, registered Jul 13, 2017 (21 days) · Other
• V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••
  left Jun 28, 2012, registered Jul 27, 2012 (29 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to V•••• F•••••••• A•••••••• I•••
  left Mar 5, 2004, registered Mar 26, 2012 (2943 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address