RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Sep 22, 2021 · Austin, Tx
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Sep 29, 2021 · Hutto, Tx
- W•••• F•••• I••••••••• L•• unclassifiedMay 13, 2009 to Jan 3, 2011 · Round Rock, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 26, 2007 to Jan 29, 2009 · Round Rock, Tx
- W•••• F•••• I••••••••• L•• unclassifiedAug 25, 2003 to Feb 20, 2007 · Round Rock, Tx
- W•••• F•••• A••••••• to M••••• S••••••left Sep 29, 2021, registered Sep 22, 2021 (-7 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••left Jan 29, 2009, registered May 13, 2009 (104 days) · Other
- W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Feb 20, 2007, registered Feb 26, 2007 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address