RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• T••• S•••••••
- H•• I••••••••• P•••••••• L•• independent RIA currentsince Mar 13, 2025 · Austin, Tx
- M•• S••••••••• L•• no RAUMMar 2, 2021 to Jun 13, 2024 · Minneapolis, Mn
- P•••••••• S••••••••• I••• BD affiliatedJan 25, 2013 to Feb 26, 2021 · Chesterfield, Mo
- A••••••••• F•••••••• S•••••••• L•• national BDOct 17, 2003 to Dec 17, 2012 · Chesterfield, Mo
- M•• S••••••••• L•• to H•• I••••••••• P•••••••• L••left Jun 13, 2024, registered Mar 13, 2025 (273 days) · Other
- P•••••••• S••••••••• I••• to M•• S••••••••• L••left Feb 26, 2021, registered Mar 2, 2021 (4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Dec 17, 2012, registered Jan 25, 2013 (39 days) · Other
- L•••• T••• S••••••• left M•• S••••••••• L•• for H•• I••••••••• P•••••••• L•• (registered 2025-03-13)Jun 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address