RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• W•••••• P••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Apr 19, 2013 · Phoenix, Az
- M•• C••••••••• unclassifiedFeb 8, 2010 to Mar 20, 2013 · Paradise Valley, Az
- V••••••••• W••••• M••••••••• L•• formerAug 28, 2009 to Jun 14, 2010 · Scottsdale, Az
- A•••••• S••••••••• A•• C••••••• I••• unclassifiedNov 17, 2008 to Jun 23, 2010 · Scottsdale, Az
- M•• C••••••••• to E•••••• F•••••••• E••••••left Mar 20, 2013, registered Apr 19, 2013 (30 days) · Other
- A•••••• S••••••••• A•• C••••••• I••• to V••••••••• W••••• M••••••••• L••left Jun 23, 2010, registered Aug 28, 2009 (-299 days) · Other
- V••••••••• W••••• M••••••••• L•• to M•• C•••••••••left Jun 14, 2010, registered Feb 8, 2010 (-126 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address