DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Visionquest Wealth Management, LLC

Former SEC-registered adviserRaleigh, North CarolinaCRD 135581SEC 801-107528IAPD
Latest filing May 16, 2017
First filing on the tape Mar 23, 2016 · 8 filings
RAUM
$175M
reported, Item 5.F
Discretionary
1.2%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$175M as of May 16, 2017
Mar 23, 2016$134M then
HNW client RAUM: no history
State-registered IARs (5.B.3)8 as of May 16, 2017
Mar 23, 20168 then
Employees (5.A)13 as of May 16, 2017
Mar 23, 201613 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 16, 2017; every figure names its basis
RAUM per advisor
$21.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$169,477derivedRAUM over accounts (5.F.2.f)
Discretionary
1.2%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
2.0derived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,032reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Condon Stephen Peters · Chief Executive Officer/Chief Compliance Officercontrol
      since 05/2005 · owns less than 5%
    • Condon Stephen Peters · Managing Membercontrol
      since 04/2008 · owns 75% or more of Vq Wealth, LLC
    Entity owners
    • Vq Wealth, LLC · Managing Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Charlotte, NC
    • Richmond, VA
    • ,
    What changed
    consecutive filings, newest first
    • Accounts · 1,097 to 1,032
      Apr 6, 2017 to May 16, 2017
    • Discretionary RAUM · $192M to $2.1M
      Apr 6, 2017 to May 16, 2017
    • Non-discretionary RAUM · $0 to $173M
      Apr 6, 2017 to May 16, 2017
    • RAUM · $192M to $175M
      Apr 6, 2017 to May 16, 2017
    • Discretionary RAUM · $178M to $192M
      Mar 20, 2017 to Mar 31, 2017
    • RAUM · $178M to $192M
      Mar 20, 2017 to Mar 31, 2017
    • Accounts · 864 to 1,097
      Jul 25, 2016 to Mar 20, 2017
    • Discretionary RAUM · $0 to $178M
      Jul 25, 2016 to Mar 20, 2017
    • Non-discretionary RAUM · $134M to $0
      Jul 25, 2016 to Mar 20, 2017
    • RAUM · $134M to $178M
      Jul 25, 2016 to Mar 20, 2017
    Signals
    1 dated events
    • Visionquest Wealth Management, Llc filed its initial SEC registration (Form ADV)
      Mar 23, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026