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Registered advisor
P••• A••••• K••••••
Feed of 09/14/2026
Also filed as P••• K••••••
At current firm
0 y
since Oct 31, 2025
In the industry
22 y
since Oct 20, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Oct 31, 2025 · Fairhope, Al
- W••••••• F•••••••• S•••••••• I••• formerDec 9, 2016 to Jan 19, 2024 · San Diego, Ca
- S••••••••• A•••••• A•••••••• I••• formerJan 6, 2015 to Dec 1, 2016 · San Diego, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 7, 2014 to Dec 5, 2014 · Albuquerque, Nm
- P••• A••••• S••••••••• L•• BD affiliatedJan 6, 2006 to Dec 19, 2013 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Oct 31, 2025 (651 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Dec 1, 2016, registered Dec 9, 2016 (8 days) · Other · moved with a team
- M•• I•••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Dec 5, 2014, registered Jan 6, 2015 (32 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 19, 2013, registered Mar 7, 2014 (78 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address