RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•• B••••• M•••••
- •••••••• independent RIA currentsince May 10, 2024 · Nashville, Tn
- W•••• F•••• A••••••• wirehouseJul 29, 2010 to May 15, 2024 · Norfolk, Va
- C•••• C•••••• M••••••••• I••• formerAug 14, 2007 to Aug 2, 2010 · Virginia Beach, Va
- A••••••••• F•••••••• S•••••••• L•• national BDOct 3, 2006 to Jul 2, 2007 · Baton Rouge, La
- W•••• F•••• A••••••• to ••••••••left May 15, 2024, registered May 10, 2024 (-5 days) · Wirehouse to independent RIA · moved with a team
- C•••• C•••••• M••••••••• I••• to W•••• F•••• A•••••••left Aug 2, 2010, registered Jul 29, 2010 (-4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• C•••••• M••••••••• I•••left Jul 2, 2007, registered Aug 14, 2007 (43 days) · Other
- R•• B••••• M••••• left W•••• F•••• A••••••• for &Partners (registered 2024-05-10)May 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address