C••• E••••• W•••••

• K••••• P•••••• W••••• S•••••••• L•• BD affiliated current
  since Oct 13, 2021 · Austin, Tx
• M••••• S•••••• wirehouse
  Jun 8, 2016 to Nov 1, 2021 · Toledo, Oh
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 17, 2005 to Jun 13, 2016 · Toledo, Oh
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jan 27, 2004 to Mar 30, 2005 · Orlando, Fl

• M••••• S•••••• to K••••• P•••••• W••••• S•••••••• L••
  left Nov 1, 2021, registered Oct 13, 2021 (-19 days) · Wirehouse to affiliated broker-dealer or bank
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
  left Jun 13, 2016, registered Jun 8, 2016 (-5 days) · Wirehouse to wirehouse · moved with a team
• A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Mar 30, 2005, registered May 17, 2005 (48 days) · Affiliated broker-dealer or bank to wirehouse

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address