DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Wade D Checketts
At current firm
5 y
since Apr 23, 2021
In the industry
23 y
since Sep 11, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Apr 23, 2021 · Plano, Tx
- Td Ameritrade Investment Management, LLC formerAug 28, 2019 to Dec 31, 2020 · Greenwood, In
- Td Ameritrade, Inc. formerAug 28, 2019 to Jan 11, 2021 · Greenwood, In
- USA Financial Securities LLC independent RIAAug 16, 2018 to Aug 19, 2019 · Ada, Mi
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Aug 16, 2018 · Boston, Ma
- Strategic Advisers LLC national BDDec 14, 2007 to Jul 13, 2018 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade, Inc. to Fisher Investmentsleft Jan 11, 2021, registered Apr 23, 2021 (102 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 31, 2020, registered Aug 28, 2019 (-491 days) · corporate re-registration, not a move
- USA Financial Securities LLC to Td Ameritrade Investment Management, LLCleft Aug 19, 2019, registered Aug 28, 2019 (9 days) · RIA to RIA
- Fidelity Personal And Workplace Advisors to USA Financial Securities LLCleft Aug 16, 2018, registered Aug 16, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address