DFX Intelligence
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Registered advisor
L••• M•••• L•••••••••
Feed of 09/14/2026
Also filed as L••• M•••• L••••••••• M•••• L••••••••• M•••• L••••••••• M•••• P••••••••• M•••• P••••••••• M•••• L••••••
At current firm
6 y
since Oct 11, 2019
In the industry
21 y
since Aug 4, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Oct 11, 2019 · Ann Arbhor, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 10, 2014 to Sep 24, 2019 · Farmington Hills, Mi
- P•• W••••• M••••••••• BD affiliatedSep 27, 2010 to Oct 21, 2014 · Atlanta, Mi
- L•• F•••••••• L•• BD affiliatedAug 3, 2010 to Sep 20, 2010 · Alpena, Mi
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• F•••••••• E••••••left Sep 24, 2019, registered Oct 11, 2019 (17 days) · Wirehouse to independent RIA
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 21, 2014, registered Nov 10, 2014 (20 days) · Other
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Sep 20, 2010, registered Sep 27, 2010 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address