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Registered advisor

C••••••••• D•••• S•••

V•••• F•••••••• A•••••••• I•••BD affiliatedBurlington, Madual registrantIAPD 4696255

Feed of 09/14/2026

Also filed as C••••••••• S•••

At current firm

2 y

since Sep 16, 2024

In the industry

11 y

since Aug 20, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••• F•••••••• A•••••••• I••• BD affiliated current
since Sep 16, 2024 · Burlington, Ma
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Aug 7, 2024 · Loudonville, Ny
C••••• A•••••• N••••••• L•• former
Apr 22, 2020 to Jun 29, 2023 · Worcester, Ma
J••• M••••• P•••••• W••••• A••••••• L•• former
Nov 18, 2015 to Dec 16, 2016 · Boston, Ma
C••••• A•••••• N••••••• L•• former
Aug 20, 2015 to Nov 2, 2015 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to V•••• F•••••••• A•••••••• I•••
left Aug 7, 2024, registered Sep 16, 2024 (40 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
J••• M••••• P•••••• W••••• A••••••• L•• to C••••• A•••••• N••••••• L••
left Dec 16, 2016, registered Apr 22, 2020 (1223 days) · Other
C••••• A•••••• N••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
left Nov 2, 2015, registered Nov 18, 2015 (16 days) · Other

Signals

C••••••••• D•••• S••• left C••••• I••••••••• A••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2024-09-16)
Aug 7, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address