RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M• A••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 15, 2025 · Rockville, Md
- J••• M••••• S••••••••• L•• wirehouseJan 10, 2023 to Sep 16, 2025 · Silver Spring, Md
- L•• F•••••••• L•• BD affiliatedJul 18, 2022 to Feb 3, 2023 · Rockville, Md
- P•••• S••••••••• L•• no RAUMOct 28, 2021 to Jul 18, 2022 · North Bethesda, Md
- C••• B•••••••• S•••••••• I••• formerDec 18, 2018 to Oct 25, 2021 · Bethesda, Md
- B••• S••••••••• L•• formerJan 2, 2018 to Dec 10, 2018 · College Park, Md
- B••• I••••••••• S•••••••• I••• formerFeb 21, 2017 to Jan 2, 2018 · College Park, Md
- J••• M••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 16, 2025, registered Sep 15, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Feb 3, 2023, registered Jan 10, 2023 (-24 days) · RIA to wirehouse
- P•••• S••••••••• L•• to L•• F•••••••• L••left Jul 18, 2022, registered Jul 18, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
- C••• B•••••••• S•••••••• I••• to P•••• S••••••••• L••left Oct 25, 2021, registered Oct 28, 2021 (3 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to C••• B•••••••• S•••••••• I•••left Dec 10, 2018, registered Dec 18, 2018 (8 days) · Affiliated broker-dealer or bank to independent RIA
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- R•••••• M• A•••••• left J••• M••••• S••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-09-15)Sep 16, 2025 · Advisor changed firm · fact
- R•••••• M• A•••••• left L•• F•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-01-10)Feb 3, 2023 · Advisor changed firm · fact
- R•••••• M• A•••••• left P•••• S••••••••• L•• for L•• F•••••••• L•• (registered 2022-07-18)Jul 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address