RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••• B•••••••
- T••• F•••••••• independent RIA currentsince Apr 8, 2016 · San Antonio, Tx
- H••••••••• G•••• F•••••••• A•••••••• L•• formerNov 18, 2009 to Apr 19, 2012 · Bulverde, Tx
- S•••••••• F••••••••• I••• formerJan 14, 2009 to Aug 21, 2009 · Phoenix, Az
- H••••••••• G••••• E••••• • R••••••••• S••••••••• unclassifiedOct 11, 2004 to Nov 18, 2009 · Bulverde, Tx
- W•••••• • R••• formerNov 12, 2003 to Sep 13, 2004 · San Antonio, Tx
- H••••••••• G•••• F•••••••• A•••••••• L•• to T••• F••••••••left Apr 19, 2012, registered Apr 8, 2016 (1450 days) · Other
- H••••••••• G••••• E••••• • R••••••••• S••••••••• to S•••••••• F••••••••• I•••left Nov 18, 2009, registered Jan 14, 2009 (-308 days) · Other
- S•••••••• F••••••••• I••• to H••••••••• G•••• F•••••••• A•••••••• L••left Aug 21, 2009, registered Nov 18, 2009 (89 days) · Other
- W•••••• • R••• to H••••••••• G••••• E••••• • R••••••••• S•••••••••left Sep 13, 2004, registered Oct 11, 2004 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address