RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•• S• B•••••
- K•••• C•••••• P••••••• independent RIA currentsince Jan 4, 2021 · Leawood, Ks
- K•••• C•••••• P•••••••• L•• formerOct 16, 2013 to Dec 31, 2020 · Leawood, Ks
- C••••• P••••••• P••••••• independent RIAApr 30, 2009 to Oct 7, 2013 · Overland, Ks
- U•• F•••••••• S••••••• I••• wirehouseDec 15, 2003 to May 21, 2009 · Kansas City, Mo
- K•••• C•••••• P•••••••• L•• to K•••• C•••••• P•••••••left Dec 31, 2020, registered Jan 4, 2021 (4 days) · channel change inside one enterprise, not a move · moved with a team
- C••••• P••••••• P••••••• to K•••• C•••••• P•••••••• L••left Oct 7, 2013, registered Oct 16, 2013 (9 days) · Other
- U•• F•••••••• S••••••• I••• to C••••• P••••••• P•••••••left May 21, 2009, registered Apr 30, 2009 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address