DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••• C•••••• P•••••••
Legal name K•••• C•••••• P••••••• G••••• L••
Latest filing Mar 25, 2026
First filing on the tape Nov 10, 2020 · 15 filings
SEC status approved since Jan 4, 2021
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$1.3B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$395M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.6B as of Mar 25, 2026
Mar 24, 2022$1.1B then
HNW client RAUM$1.2B as of Mar 25, 2026
Mar 24, 2022$695M then
State-registered IARs (5.B.3)5 as of Mar 25, 2026
Mar 24, 20224 then
Employees (5.A)6 as of Mar 25, 2026
Mar 24, 20225 then
Private funds: no history
RAUM +18% over the last fiscal year+16% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- $395MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 112derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $416M, 286 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B77%
- Corporations and businesses$161M10%
- Pension and profit-sharing plans$102M6.4%
- Individuals$83.2M5.3%
- Charitable organizations$16.8M1.1%
- Insurance companies$5.2M0.3%
- Individual clients
- 219reported
- HNW clients
- 230reported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 419reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $416M for 286 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.08 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•• S• B•••••Certified Financial Planner | Leawood, Ks | Jan 4, 2021 | 22 y | 3 |
| J••• N•••• | Leawood, Ks | Jan 4, 2021 | 15 y | 2 |
| D•••••• G••••• C••••• | Leawood, Ks | Jan 5, 2021 | 31 y | 4 |
| J••• P••••• F••••••Certified Financial Planner | Leawood, Ks | Apr 19, 2023 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• P••••• F•••••• from C••••••• P•••••••Apr 19, 2023 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from K•••• C•••••• P•••••••• L••Dec 31, 2020 · Leawood, Ks · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• T••• S• · Executive Vice Presidentcontrolsince 11/2020 · owns less than 5%
- C•••••••• S•••••••• C•••••••• · Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
- C•••••• D••••••• G••••• · Ceocontrolsince 11/2020 · owns less than 5%
- N••••• J••• · Chief Investment Officercontrolsince 01/2021 · owns less than 5%
Entity owners
- F•••• O••••••••• L•• · Memberdirect · owns 75% or more
- C••• F•••••••• C••••••••• L••• · Partnerindirect · owns 25% to 50% of C••• F•••••••• H•••••••• L•••
- C••• F•••••••• H•••••••• L••• · Partnerindirect · owns 50% to 75% of F•••••••• F•• U••••••• H•••••••• L•
- C•••••• D••••••• • R••• F••• X••• L••• · Partnerindirect · owns 50% to 75% of C••• F•••••••• H•••••••• L•••
- F•••••••• F•• A••••••••• L•• · Shareholder, Class A Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••••••• F•• I••••••••• H•••••••• L•• · Memberindirect · owns 75% or more of F•••••••• F•• A••••••••• L••
- F•••••••• F•• P•••••• I••• · Memberindirect · owns 75% or more of F•••••••• F•• I••••••••• H•••••••• L••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholderindirect · owns 75% or more of F•••••••• F•• P•••••• I•••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholder, Class B Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••• F•••••••• P••••••• I••• · Memberindirect · owns 75% or more of F•••• F•••••••• P•••••••• L••
- F•••• F•••••••• P•••••••• L•• · Memberindirect · owns 75% or more of F•••• O••••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Leawood, Ks · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 1,512.0 to 419.0 (-72.0%) between the annual amendments of 2025-03-25 and 2026-03-25; the peer median change was +6.0% (1206 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 0.8% percentile
What changed
consecutive filings, newest first
- Accounts · 1,512 to 419Nov 14, 2025 to Mar 25, 2026
- Advisory employees · 4 to 5Nov 14, 2025 to Mar 25, 2026
- HNW clients · 221 to 230Nov 14, 2025 to Mar 25, 2026
- Individual clients · 210 to 219Nov 14, 2025 to Mar 25, 2026
- Pension plan clients · 12 to 8Nov 14, 2025 to Mar 25, 2026
- Assets in custody · $609M to $416MNov 14, 2025 to Mar 25, 2026
- Employees · 5 to 6Nov 14, 2025 to Mar 25, 2026
- State-registered IARs · 4 to 5Nov 14, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.3B to $1.6BNov 14, 2025 to Mar 25, 2026
- HNW RAUM · $1.1B to $1.2BNov 14, 2025 to Mar 25, 2026
- Individual RAUM · $70.0M to $83.2MNov 14, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $1.1M to $1.1MNov 14, 2025 to Mar 25, 2026
- Pension RAUM · $91.7M to $102MNov 14, 2025 to Mar 25, 2026
- RAUM · $1.3B to $1.6BNov 14, 2025 to Mar 25, 2026
- Accounts · 1,373 to 1,512Apr 24, 2024 to Mar 25, 2025
- Advisory employees · 5 to 4Apr 24, 2024 to Mar 25, 2025
- Advisory activities · 4 to 5Apr 24, 2024 to Mar 25, 2025
- HNW clients · 193 to 221Apr 24, 2024 to Mar 25, 2025
- Individual clients · 216 to 210Apr 24, 2024 to Mar 25, 2025
- Pension plan clients · unset to 12.0Apr 24, 2024 to Mar 25, 2025
- Assets in custody · $535M to $609MApr 24, 2024 to Mar 25, 2025
- Employees · 6 to 5Apr 24, 2024 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Apr 24, 2024 to Mar 25, 2025
- State-registered IARs · 5 to 4Apr 24, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.1B to $1.3BApr 24, 2024 to Mar 25, 2025
- HNW RAUM · $877M to $1.1BApr 24, 2024 to Mar 25, 2025
- Individual RAUM · $151M to $70.0MApr 24, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $1.1M to $1.1MApr 24, 2024 to Mar 25, 2025
- Pension RAUM · unset to 91690906.0Apr 24, 2024 to Mar 25, 2025
- RAUM · $1.1B to $1.3BApr 24, 2024 to Mar 25, 2025
- Related insurance company · false to trueApr 24, 2024 to Mar 25, 2025
- Accounts · 1,326 to 1,373Sep 25, 2023 to Mar 26, 2024
- Advisory employees · 4 to 5Sep 25, 2023 to Mar 26, 2024
- Charity clients · 2.0 to unsetSep 25, 2023 to Mar 26, 2024
- Corporate clients · 1.0 to unsetSep 25, 2023 to Mar 26, 2024
- HNW clients · 171 to 193Sep 25, 2023 to Mar 26, 2024
- Individual clients · 222 to 216Sep 25, 2023 to Mar 26, 2024
- Assets in custody · $911M to $535MSep 25, 2023 to Mar 26, 2024
- Employees · 5 to 6Sep 25, 2023 to Mar 26, 2024
- State-registered IARs · 4 to 5Sep 25, 2023 to Mar 26, 2024
Signals
3 dated events
- K•••• C•••••• P••••••• reported RAUM $1.1B, up 29% from $848.5M (2021-09-08 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- J••• N•••• (Chief Investment Officer) appeared on Schedule A of K•••• C•••••• P•••••••Mar 24, 2022 · Control person joined · fact
- K•••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Nov 10, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s•••••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- t••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j•••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j•••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- l••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-428-3300reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-858-5147reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-834-7965reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/K••••-CAPITAL-PARTNERS-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- k•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $395Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026