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Registered advisor
T•••••• S••••• S•••••••••
Feed of 09/15/2026
Also filed as T•••••• S••••• Williams-S•••••••••
At current firm
15 y
since Sep 22, 2011
In the industry
23 y
since Sep 12, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 22, 2011 · Ann Arbor, Mi
- S•••••••• A••••••• L•• national BDNov 30, 2009 to Jun 29, 2011 · Ann Arbor, Mi
- C•••• I••••••••• S••••••• C•••• formerJan 29, 2008 to Nov 5, 2009 · Brighton, Mi
- N•••••• I••••••••• I••• unclassifiedOct 22, 2007 to Jan 2, 2008 · Novi, Mi
- C••••••• S••••••••• formerSep 21, 2007 to Oct 16, 2007 · Detroit, Mi
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Sep 5, 2007 · Chicago, Il
- B••• O•• S••••••••• C••••••••• unclassifiedJun 27, 2005 to Jul 6, 2005 · Canton, Mi
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Jun 29, 2011, registered Sep 22, 2011 (85 days) · Other
- C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••left Nov 5, 2009, registered Nov 30, 2009 (25 days) · Other
- N•••••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left Jan 2, 2008, registered Jan 29, 2008 (27 days) · Other
- C••••••• S••••••••• to N•••••• I••••••••• I•••left Oct 16, 2007, registered Oct 22, 2007 (6 days) · Other
- C•••• I••••••••• S••••••• C•••• to C••••••• S•••••••••left Sep 5, 2007, registered Sep 21, 2007 (16 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address