RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S••••••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 13, 2025 · H••••••, Tx
- W•••••• S••••••••• I••• BD affiliatedApr 19, 2021 to Aug 13, 2025 · H••••••, Tx
- B• R•••• W••••• M••••••••• formerMar 19, 2012 to Apr 20, 2021 · H••••••, Tx
- H•••••• S••••••••• I••• BD affiliatedSep 24, 2008 to Apr 18, 2012 · H••••••, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Oct 7, 2008 · H••••••, Tx
- L••• M•••• W••• W•••••• I••••••••• unclassifiedDec 3, 2003 to Feb 21, 2006 · H••••••, Tx
- W•••••• S••••••••• I••• to L•• F•••••••• L••left Aug 13, 2025, registered Aug 13, 2025 (0 days) · Affiliated broker-dealer or bank to another
- B• R•••• W••••• M••••••••• to W•••••• S••••••••• I•••left Apr 20, 2021, registered Apr 19, 2021 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- H•••••• S••••••••• I••• to B• R•••• W••••• M•••••••••left Apr 18, 2012, registered Mar 19, 2012 (-30 days) · Other
- C•••••••• G••••• M•••••• I••• to H•••••• S••••••••• I•••left Oct 7, 2008, registered Sep 24, 2008 (-13 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- M•••••• S••••••• H•••••• left W•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-08-13)Aug 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address