RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• P••• S•••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Jul 7, 2016 · San Rafael, Ca
- A•••• P•••••• G••••• I••• formerOct 27, 2014 to Mar 30, 2021 · Boston, Ma
- E•••• S••••••••• L•• BD affiliatedApr 20, 2007 to May 22, 2012 · Waltham, Ma
- A•••• P•••••• G••••• I••• to G••••• R••••••••• P••••••• L••left Mar 30, 2021, registered Jul 7, 2016 (-1727 days) · channel change inside one enterprise, not a move · moved with a team
- E•••• S••••••••• L•• to A•••• P•••••• G••••• I•••left May 22, 2012, registered Oct 27, 2014 (888 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address