DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• A••••••• P••••

C••••••••• F••••• I••••••••• L••independent RIAHenrico, VaIA-onlyIAPD 4700336

Feed of 09/14/2026

Also filed as W•••••• P••••

At current firm

4 y

since Feb 3, 2022

In the industry

13 y

since Jul 22, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F••••• I••••••••• L•• independent RIA current
since Feb 3, 2022 · Henrico, Va
K••••• A•••••••• L•• former
Apr 1, 2019 to Feb 10, 2022 · Richmond, Va
K••• P••••• L•• independent RIA
Jan 8, 2015 to Apr 1, 2019 · Vienna, Va
K••• P•••• A•••••••• L•• former
Jul 22, 2013 to Dec 31, 2014 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

K••••• A•••••••• L•• to C••••••••• F••••• I••••••••• L••
left Feb 10, 2022, registered Feb 3, 2022 (-7 days) · RIA to a newly registered adviser · moved with a team
K••• P••••• L•• to K••••• A•••••••• L••
left Apr 1, 2019, registered Apr 1, 2019 (0 days) · RIA to RIA
K••• P•••• A•••••••• L•• to K••• P••••• L••
left Dec 31, 2014, registered Jan 8, 2015 (8 days) · channel change inside one enterprise, not a move

Signals

W•••••• A••••••• P•••• left K••••• A•••••••• L•• for C••••••••• F••••• I••••••••• L•• (registered 2022-02-03)
Feb 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address