RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••
- M•••• F•••••••• A••••••• BD affiliated currentsince Apr 8, 2026 · Fairfax, Va
- V••••••• C•••••• A•••••••• L•• independent RIAMar 3, 2025 to Apr 8, 2026 · Hunt Valley, Md
- C••••••• • C••••••• I••• independent RIAJun 23, 2023 to Feb 10, 2025 · Mclean, Va
- S••••• W••••• M••••••••• independent RIAJun 30, 2012 to Jul 11, 2014 · Mclean, Va
- S••••••• W••••• M••••••••• independent RIAMar 14, 2011 to Aug 16, 2011 · Mclean, Va
- A••••••••• F•••••••• S•••••••• L•• national BDJun 4, 2007 to Feb 28, 2011 · Glen Allen , Va
- V••••••• C•••••• A•••••••• L•• to M•••• F•••••••• A•••••••left Apr 8, 2026, registered Apr 8, 2026 (0 days) · RIA to affiliated broker-dealer or bank
- C••••••• • C••••••• I••• to V••••••• C•••••• A•••••••• L••left Feb 10, 2025, registered Mar 3, 2025 (21 days) · RIA to RIA
- S••••• W••••• M••••••••• to C••••••• • C••••••• I•••left Jul 11, 2014, registered Jun 23, 2023 (3269 days) · Other
- S••••••• W••••• M••••••••• to S••••• W••••• M•••••••••left Aug 16, 2011, registered Jun 30, 2012 (319 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••••• W••••• M•••••••••left Feb 28, 2011, registered Mar 14, 2011 (14 days) · Other
- S•••• M••••• left V••••••• C•••••• A•••••••• L•• for M•••• F•••••••• A••••••• (registered 2026-04-08)Apr 8, 2026 · Advisor changed firm · fact
- S•••• M••••• left C••••••• • C••••••• I••• for V••••••• C•••••• A•••••••• L•• (registered 2025-03-03)Feb 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address