DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cassaday & Company, Inc.

Independent wealth managerMclean, VirginiaCRD 317672SEC 801-122868website IAPD

Legal name Cassaday & Co Wealth Management LLC

Latest filing Mar 9, 2026

First filing on the tape Nov 12, 2021 · 32 filings

SEC status approved since Dec 16, 2021

RAUM

$7.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

98%

$7.0B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$152M

derived; firm RAUM over IAPD count

Employees

32 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

32 filings and snapshots on the tape

RAUM$7.1B as of Mar 9, 2026

Mar 21, 2022$4.6B then

HNW client RAUM$6.7B as of Mar 9, 2026

Mar 21, 2022$4.3B then

State-registered IARs (5.B.3)36 as of Mar 9, 2026

Mar 21, 202214 then

Employees (5.A)97 as of Mar 9, 2026

Mar 21, 202266 then

Private funds: no history

RAUM +19% over the last fiscal year+21% a year over threeIARs 32 to 36

Practice profile

derived from the filing of Mar 9, 2026; every figure names its basis

Archetypes, each a printed rule

Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $152MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 67derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.3MderivedHNW RAUM over HNW clients
Average account: $2.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.1derivedItem 5.A over advisors
Advisors per office: 47.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: +13%derivedItem 5.B.3 between annual amendments
Client growth, one year: +3.3%derived
Compensation: percentage of assets, hourly, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
Custody: $1.4B, 1,020 clientsreportedItem 9.A
Ownership: controlled by a public reporting companyderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
controlled by a public reporting company (10.A)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$6.7B94%
Individuals$287M4.0%
Charitable organizations$83.1M1.2%
Pension and profit-sharing plans$39.5M0.6%
Corporations and businesses$24.2M0.3%

Individual clients: 1,125reported
HNW clients: 2,017reported
Pension plan clients: 34reported
Charitable clients: 80reported
Accounts: 3,267reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: $1.4B for 1,020 clientsreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=true bd_reps=40.0 bank_owner=falsederived

Advisors registered through the firm

47 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Sean K GallahanCertified Financial Planner	Mclean, Va	Jan 3, 2022	18 y	1
Linda Stewart	Mclean, Va	Jan 3, 2022	33 y	1
Irene Reynolds ButlerCertified Financial Planner	Mclean, Va	Jan 3, 2022	11 y	1
Steven Evans UlrichCertified Financial Planner	Mclean, Va	Jan 3, 2022	14 y	2
Adam Edward HukeCertified Financial Planner	Mclean, Va	Jan 4, 2022	23 y	1
Nicholas Alexander HarrisCertified Financial Planner	Mclean, Va	Jan 4, 2022	20 y	1
Stephan Quinn CassadayCertified Financial Planner	Mclean, Va	Jan 4, 2022	40 y	1
Justin Prescott HarrisCertified Financial Planner	Mclean, Va	Jan 4, 2022	28 y	1
Christopher Michael YoungCertified Financial Planner	Mclean, Va	Jan 4, 2022	26 y	1
Kyle Stephan Cassaday	Mclean, Va	Jan 5, 2022	13 y	1
Christopher Anthony KrellCertified Financial Planner	Mclean, Va	Jan 5, 2022	29 y	1
Alex James KarkeekCertified Financial Planner	Mclean, Va	Jan 5, 2022	15 y	1
Christian Martin HansenCertified Financial Planner	Mclean, Va	Aug 31, 2022	10 y	0
Andrew Patrick MalayCertified Financial Planner	Mclean, Va	Dec 2, 2022	14 y	1
Matthew Wilson BluntCertified Financial Planner	Mclean, Va	Jan 11, 2023	12 y	0
Ryan Nicholas MuscatellaCertified Financial Planner	Mclean, Va	Jun 1, 2023	17 y	0
Thomas Mark Wagaman	Mclean, Va	Jun 21, 2023	10 y	0
Riley SaundersCertified Financial Planner	Mclean, Va	Jul 5, 2023	10 y	0
Daniel James SharkeyChartered Financial Analyst	Mclean, Va	Jul 14, 2023	11 y	0
Rachel M Boyell	Mclean, Va	Sep 22, 2023	12 y	0
Victoria Freeman	Mclean, Va	May 2, 2024	11 y	1
Carmen Ioana BississoCertified Financial Planner	Mclean, Va	May 16, 2024	22 y	1
Cayenne Lajune Rooks	Mclean, Va	Jul 18, 2024	10 y	0
Harrison M Fresh	Mclean, Va	Sep 23, 2024	10 y	0
Philip Jude Sapienza	Mclean, Va	Dec 9, 2024	11 y	0
Colin Campbell	Mclean, Va	Jul 24, 2025	11 y	0
Isabelle Claire Bodenstein	Mclean, Va	Aug 5, 2025	20 y	0
Joshua David Lipscomb	Mclean, Va	Aug 19, 2025	12 y	2
Rahim Amir MuhammadCertified Financial Planner	Mclean, Va	Sep 8, 2025	13 y	3
Samuel Allan FerroCertified Financial Planner	Mclean, Va	Oct 22, 2025	11 y	0
Carson Dean Filion	Mclean, Va	Oct 29, 2025	10 y	0
Ashli Ann Suprise	Mclean, Va	Dec 18, 2025	14 y	0
Leonardo Scotti	Mclean, Va	Jan 13, 2026	11 y	0
Neal Joseph Treanor	Mclean, Va	Jan 14, 2026	12 y	0
Alexander Antonio Fuentes	Mclean, Va	Jan 20, 2026	18 y	0
Troy Chaplin	Mclean, Va	Feb 9, 2026	11 y	1
Owen Stephen Collier	Mclean, Va	Feb 26, 2026	11 y	0
Alexander George Cordoba	Mclean, Va	Feb 26, 2026	11 y	2
Robert Wayne BlankenshipChartered Financial Analyst	Mclean, Va	Mar 4, 2026	13 y	0
Steven C Osborne	Mclean, Va	Mar 10, 2026	10 y	0

All 47 advisors at Cassaday & Company, Inc.

Advisor movement

2 left, 5 joined in 12 months

net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 4.3% of current headcount8 left over 36 months

Left, latest

Ryan Andrew Branch to Iron Branch Wealth LLC
Jan 6, 2026 · RIA to a state-registered adviser
William Alexander Moir to Abich Financial Wealth Management, LLC
Sep 25, 2025 · RIA to RIA
Joshua Scott Roberts to Robert W. Baird & Co. Incorporated
Sep 8, 2025 · RIA to RIA
Bianca Sophie San to Monument Wealth Management
Jul 1, 2025 · RIA to RIA
Karen Nicole Blair to Cjm Wealth Advisers, Ltd.
Feb 20, 2025 · RIA to RIA
Ryan Thomas Oliver to Abich Financial Wealth Management, LLC
Feb 19, 2025 · RIA to RIA
Sarah Mouser to Verdence Capital Advisors, LLC
Feb 10, 2025 · RIA to RIA
Janet L Howard to Robert W. Baird & Co. Incorporated
May 2, 2024 · RIA to RIA

Joined, latest

Alexander Max Kuczera from The Baldwin Group Wealth Advisors, LLC
Jul 7, 2026 · Other
Alex Vazquez from Centurion Wealth Management
Apr 8, 2026 · RIA to RIA
Jack Tanner Wrenn from Cary Street Partners
Apr 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Alexander George Cordoba from Pruco Securities, LLC
Feb 26, 2026 · Affiliated broker-dealer or bank to independent RIA
Troy Chaplin from Cetera Investment Advisers LLC
Feb 9, 2026 · Affiliated broker-dealer or bank to independent RIA
Rahim Amir Muhammad from J.P. Morgan Securities LLC
Sep 8, 2025 · Wirehouse to independent RIA
Joshua David Lipscomb from Cw Advisors, LLC
Aug 19, 2025 · RIA to RIA
Ryan Andrew Branch from Goldman Sachs Wealth Services, L.P.
Mar 25, 2025 · Affiliated broker-dealer or bank to independent RIA
William Alexander Moir from Osaic Wealth, Inc.
Jul 2, 2024 · Affiliated broker-dealer or bank to independent RIA
Carmen Ioana Bississo from MML Investors Services, LLC
May 16, 2024 · Other
Victoria Freeman from Motley Fool Wealth Management, LLC
May 2, 2024 · RIA to RIA
Janet L Howard from The Burney Company
Feb 14, 2024 · RIA to RIA
Bianca Sophie San from Amj Financial Wealth Management LLC
Jul 17, 2023 · RIA to RIA
Karen Nicole Blair from Osaic Wealth, Inc.
Jul 5, 2023 · Affiliated broker-dealer or bank to independent RIA
Sarah Mouser from Savant Wealth Management
Jun 23, 2023 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Osaic Wealth, Inc.
Aug 30, 2024 · Mclean, Va
14 joined from Cassaday & Co Inc
Jan 4, 2022 · Mclean, Va · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Quinn Stephan Cassaday · Presidentcontrol
since 11/2021 · owns less than 5%
Prescott Justin Harris · Principalcontrol
since 11/2021 · owns less than 5%
Anthony Christopher Krell · Principalcontrol
since 11/2021 · owns less than 5%
Ann Linda Stewart · Chief Compliance Officercontrol
since 11/2021 · owns less than 5%
Joseph Neal Treanor · Chief Compliance Officercontrol
since 09/2025 · owns less than 5%
Michael Christopher Young · Principalcontrol
since 11/2021 · owns less than 5%

Entity owners

Focus Operating, LLC · Member
direct · owns 75% or more
Cd&R Ferdinand Co-Investor, L.P. · Partner
indirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
Cd&R Ferdinand Holdings, L.P. · Partner
indirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
Clayton, Dubilier & Rice Fund Xii, L.P. · Partner
indirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stock
indirect · owns 75% or more of Focus Financial Partners Inc.
Ferdinand Ffp Intermediate Holdings, LLC · Member
indirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
Ferdinand Ffp Parent, Inc. · Member
indirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stock
indirect · owns 75% or more of Focus Financial Partners Inc.
Ferdinand Ffp Ultimate Holdings, LP · Shareholder
indirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
Focus Financial Partners Inc. · Member
indirect · owns 75% or more of Focus Financial Partners, LLC
Focus Financial Partners, LLC · Member
indirect · owns 75% or more of Focus Operating, LLC

Related persons

Schedule D 7.A

Focus Risk Solutions, LLC
real estaten
Jessica Marchegiano Pannell
n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Mclean, Va · principal	47	18	2

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Mar 9, 2026
Treanor, Neal, Joseph (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-09-22 and 2026-03-09
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Mar 9, 2026
STEWART, LINDA, ANN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-09-22 and 2026-03-09
peers: independent wealth managers, $5B to $20B (289)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 3,155 to 3,267
Apr 14, 2025 to Mar 9, 2026
BD registered reps · 39 to 40
Apr 14, 2025 to Mar 9, 2026
Charity clients · 68 to 80
Apr 14, 2025 to Mar 9, 2026
HNW clients · 1,871 to 2,017
Apr 14, 2025 to Mar 9, 2026
Individual clients · 1,170 to 1,125
Apr 14, 2025 to Mar 9, 2026
Pension plan clients · 35 to 34
Apr 14, 2025 to Mar 9, 2026
Assets in custody · $1.0B to $1.4B
Apr 14, 2025 to Mar 9, 2026
Employees · 84 to 97
Apr 14, 2025 to Mar 9, 2026
Financial planning clients · 0 to 1-10
Apr 14, 2025 to Mar 9, 2026
State-registered IARs · 32 to 36
Apr 14, 2025 to Mar 9, 2026
Discretionary RAUM · $6.0B to $7.1B
Apr 14, 2025 to Mar 9, 2026
HNW RAUM · $5.6B to $6.7B
Apr 14, 2025 to Mar 9, 2026
Individual RAUM · $299M to $287M
Apr 14, 2025 to Mar 9, 2026
Pension RAUM · $32.7M to $39.5M
Apr 14, 2025 to Mar 9, 2026
RAUM · $6.0B to $7.1B
Apr 14, 2025 to Mar 9, 2026
Accounts · 2,822 to 3,155
Jan 27, 2025 to Apr 14, 2025
Advisory employees · 27 to 32
Jan 27, 2025 to Apr 14, 2025
BD registered reps · 20 to 39
Jan 27, 2025 to Apr 14, 2025
Charity clients · 11 to 68
Jan 27, 2025 to Apr 14, 2025
Corporate clients · 12 to 11
Jan 27, 2025 to Apr 14, 2025
HNW clients · 1,670 to 1,871
Jan 27, 2025 to Apr 14, 2025
Individual clients · 1,121 to 1,170
Jan 27, 2025 to Apr 14, 2025
Pension plan clients · 8 to 35
Jan 27, 2025 to Apr 14, 2025
Assets in custody · $846M to $1.0B
Jan 27, 2025 to Apr 14, 2025
Employees · 86 to 84
Jan 27, 2025 to Apr 14, 2025
Financial planning clients · 0 to 0
Jan 27, 2025 to Apr 14, 2025
State-registered IARs · 14 to 32
Jan 27, 2025 to Apr 14, 2025
Discretionary RAUM · $5.0B to $6.0B
Jan 27, 2025 to Apr 14, 2025
HNW RAUM · $4.6B to $5.6B
Jan 27, 2025 to Apr 14, 2025
Individual RAUM · $302M to $299M
Jan 27, 2025 to Apr 14, 2025
Pension RAUM · $5.2M to $32.7M
Jan 27, 2025 to Apr 14, 2025
RAUM · $5.0B to $6.0B
Jan 27, 2025 to Apr 14, 2025
Related insurance company · false to true
Jan 27, 2025 to Apr 14, 2025
Accounts · 3,329 to 2,822
Dec 6, 2023 to Mar 18, 2024
Advisory employees · 19 to 27
Dec 6, 2023 to Mar 18, 2024
BD registered reps · 15 to 20
Dec 6, 2023 to Mar 18, 2024
Charity clients · 17 to 11
Dec 6, 2023 to Mar 18, 2024
Corporate clients · 8 to 12
Dec 6, 2023 to Mar 18, 2024
HNW clients · 1,481 to 1,670
Dec 6, 2023 to Mar 18, 2024
Individual clients · 1,779 to 1,121
Dec 6, 2023 to Mar 18, 2024

Signals

15 dated events

Adam Edward Huke added a TX registration at Cassaday & Company, Inc.
Sep 14, 2026 · New state registration · fact
Andrew Patrick Malay added a TX registration at Cassaday & Company, Inc.
Sep 14, 2026 · New state registration · fact
Alex James Karkeek added a TX registration at Cassaday & Company, Inc.
Sep 14, 2026 · New state registration · fact
Ryan Andrew Branch left Cassaday & Company, Inc. for Iron Branch Wealth Llc (registered 2026-01-06)
Jan 6, 2026 · Advisor changed firm · fact
William Alexander Moir left Cassaday & Company, Inc. for Abich Financial Wealth Management, Llc (registered 2025-10-21)
Sep 25, 2025 · Advisor changed firm · fact
Joshua Scott Roberts left Cassaday & Company, Inc. for Robert W. Baird & Co. Incorporated (registered 2025-09-15)
Sep 8, 2025 · Advisor changed firm · fact
Bianca Sophie San left Cassaday & Company, Inc. for Monument Wealth Management (registered 2025-07-15)
Jul 1, 2025 · Advisor changed firm · fact
Cassaday & Company, Inc. reported 32 state-registered advisory representatives, up from 14 (2025-01-27 to 2025-04-14)
Apr 14, 2025 · Advisor headcount change · derived
Karen Nicole Blair left Cassaday & Company, Inc. for Cjm Wealth Advisers, Ltd. (registered 2025-03-25)
Feb 20, 2025 · Advisor changed firm · fact
Ryan Thomas Oliver left Cassaday & Company, Inc. for Abich Financial Wealth Management, Llc (registered 2025-04-15)
Feb 19, 2025 · Advisor changed firm · fact
Sarah Mouser left Cassaday & Company, Inc. for Verdence Capital Advisors, Llc (registered 2025-03-03)
Feb 10, 2025 · Advisor changed firm · fact
2 advisors left Osaic Wealth, Inc. (Mclean, VA) for Cassaday & Company, Inc. within 6 days
Aug 30, 2024 · Team lift-out · derived
Janet L Howard left Cassaday & Company, Inc. for Robert W. Baird & Co. Incorporated (registered 2024-05-23)
May 2, 2024 · Advisor changed firm · fact
Cassaday & CO Inc's advisors moved to Cassaday & Company, Inc. (Mclean, VA): 14 of 14 registered, on the same day
Jan 4, 2022 · Firm absorbed (people side) · derived
Cassaday & Company, Inc. filed its initial SEC registration (Form ADV)
Nov 12, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 415-900-3871reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 512-498-7080reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 561-200-2070reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/cassaday-&-company-inc.reportedpublic record, Form ADV, Sep 17, 2026
Website: focusfinancialpartners.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 703-506-8200reportedpublic record, Form ADV, Mar 9, 2026
Contact form: corporate.focuspartners.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $152Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026