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Registered advisor
A••••• M•••••• L•••••••
Feed of 09/15/2026
Also filed as A••••• L•••••••
At current firm
1 y
since May 15, 2025
In the industry
22 y
since Oct 9, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Puyallup, Wa
- C••• F•••••••• S•••••••• L••• formerOct 31, 2017 to May 15, 2025 · Puyallup, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 7, 2017 to Sep 26, 2017 · Federal Way, Wa
- W•••••• • R••• formerJun 2, 2014 to Mar 31, 2017 · Tacoma, Wa
- U••• B•••••• I••••••••• I••• formerAug 19, 2009 to Jun 3, 2014 · Kent, Wa
- K•• I••••••••• S••••••• L•• BD affiliatedApr 25, 2006 to Jul 16, 2009 · Graham, Wa
- M•• F•••••••• S•••••••• I••• formerOct 20, 2003 to Mar 24, 2006 · Tacoma, Wa
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••• F•••••••• S•••••••• L•••left Sep 26, 2017, registered Oct 31, 2017 (35 days) · Other
- W•••••• • R••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 31, 2017, registered Apr 7, 2017 (7 days) · Other
- U••• B•••••• I••••••••• I••• to W•••••• • R•••left Jun 3, 2014, registered Jun 2, 2014 (-1 days) · Other
- K•• I••••••••• S••••••• L•• to U••• B•••••• I••••••••• I•••left Jul 16, 2009, registered Aug 19, 2009 (34 days) · Other
- M•• F•••••••• S•••••••• I••• to K•• I••••••••• S••••••• L••left Mar 24, 2006, registered Apr 25, 2006 (32 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address