DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Keith Kavell Carter

Ameriprise Financial Services, LLCnational BDEdmond, Ok dual registrantIAPD 4703579

Certified Financial Planner

Feed of 09/14/2026

Also filed as Keith K Carter

At current firm

0 y

since Aug 31, 2026

In the industry

22 y

since Dec 27, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Aug 31, 2026 · Edmond, Ok
Raymond James Financial Services Advisors, Inc BD affiliated
Apr 9, 2024 to Sep 1, 2026 · Denton, Tx
Arvest Wealth Management independent RIA
Jan 11, 2017 to Feb 27, 2024 · Del City, Ok
Cetera Investment Advisers LLC BD affiliated
Jan 21, 2014 to Jan 6, 2017 · Oklahoma City, Ok
Cetera Investment Services LLC former
Dec 15, 2009 to Jan 21, 2014 · Oklahoma City, Ok
Money Concepts Advisory Service BD affiliated
Feb 20, 2004 to Dec 2, 2009 · Oklahoma City, Ok

Moves

a registration end followed by a registration begin elsewhere

Raymond James Financial Services Advisors, Inc to Ameriprise Financial Services, LLC
left Sep 1, 2026, registered Aug 31, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Arvest Wealth Management to Raymond James Financial Services Advisors, Inc
left Feb 27, 2024, registered Apr 9, 2024 (42 days) · RIA to affiliated broker-dealer or bank
Cetera Investment Advisers LLC to Arvest Wealth Management
left Jan 6, 2017, registered Jan 11, 2017 (5 days) · Other
Cetera Investment Services LLC to Cetera Investment Advisers LLC
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Money Concepts Advisory Service to Cetera Investment Services LLC
left Dec 2, 2009, registered Dec 15, 2009 (13 days) · Other

Signals

Keith Kavell Carter left Raymond James Financial Services Advisors, Inc for Ameriprise Financial Services, Llc (registered 2026-08-31)
Sep 1, 2026 · Advisor changed firm · fact
Keith Kavell Carter left Arvest Wealth Management for Raymond James Financial Services Advisors, Inc (registered 2024-04-09)
Feb 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address