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Feed of 09/14/2026
Also filed as E••• J••• Z••••••
At current firm
0 y
since Apr 24, 2026
In the industry
22 y
since May 18, 2004 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Apr 24, 2026 · Frankfort, Il
- S•••••••• A••••••• L•• national BDAug 18, 2025 to Mar 11, 2026 · Orland Park, Il
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Jun 26, 2025 · Oak Brook, Il
- T• A••••••••• I••• formerFeb 27, 2018 to Oct 14, 2022 · Oak Brook, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Mar 23, 2023 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerJan 10, 2017 to Feb 26, 2018 · Saint Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 16, 2006 to Jul 11, 2008 · Oak Brook, Il
- T• A••••••••• I••• formerNov 18, 2005 to Jul 11, 2008 · Oak Brook, Il
- W•••••• • R••• formerMay 18, 2004 to Nov 21, 2005 · Muskegon, Mi
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to E••••• J••••left Mar 11, 2026, registered Apr 24, 2026 (44 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••left Jun 26, 2025, registered Aug 18, 2025 (53 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 23, 2023, registered Feb 27, 2018 (-1850 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Oct 14, 2022, registered Jan 26, 2022 (-261 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••left Jul 11, 2008, registered Jan 10, 2017 (3105 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 11, 2008, registered May 16, 2006 (-787 days) · channel change inside one enterprise, not a move
- W•••••• • R••• to T• A••••••••• I•••left Nov 21, 2005, registered Nov 18, 2005 (-3 days) · Other
Signals
- E••• J••• Z•••••• left S•••••••• A••••••• L•• for E••••• J•••• (registered 2026-04-24)Mar 11, 2026 · Advisor changed firm · fact
- E••• J••• Z•••••• left C•••••• S••••• • C••• I••• for S•••••••• A••••••• L•• (registered 2025-08-18)Jun 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address