DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Jorge Richmond
Feed of 09/14/2026
Also filed as Daniel Jorge Richmond
At current firm
13 y
since Dec 10, 2012
In the industry
22 y
since Dec 3, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Richmond Capital independent RIA currentsince Jul 17, 2023 · Miami, Fl
- Mora Capital Management, LLC independent RIA currentsince Dec 10, 2012 · Miami, Fl
- LPL Financial LLC BD affiliatedAug 25, 2009 to Sep 25, 2012 · Miami, Fl
- UBS International Inc. unclassifiedJul 18, 2006 to Apr 30, 2009 · Miami, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 2, 2005 to Jun 6, 2006 · Miami, Fl
- Morgan Stanley Dw Inc. unclassifiedDec 9, 2003 to Aug 13, 2004 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Mora Capital Management, LLCleft Sep 25, 2012, registered Dec 10, 2012 (76 days) · Other
- UBS International Inc. to LPL Financial LLCleft Apr 30, 2009, registered Aug 25, 2009 (117 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS International Inc.left Jun 6, 2006, registered Jul 18, 2006 (42 days) · Other
- Morgan Stanley Dw Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 13, 2004, registered Mar 2, 2005 (201 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address