RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••••• G••••••• V•••••••••
- A•••••• W••••• M••••••••• I••• independent RIA currentsince May 21, 2021 · Houston, Tx
- M••••• S•••••• wirehouseMar 31, 2015 to May 6, 2019 · Houston, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerOct 20, 2011 to Mar 31, 2015 · Houston, Tx
- M••••• S•••••• to A•••••• W••••• M••••••••• I•••left May 6, 2019, registered May 21, 2021 (746 days) · Wirehouse to independent RIA
- P•• M•••••• A•••••• S••••••••• I••• to M••••• S••••••left Mar 31, 2015, registered Mar 31, 2015 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address